Song, Kun (SFC:AJG893) 宋琨

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 TJ Investment Management (HK) Limited RO Advising on securities 2018-05-14
2 TJ Investment Management (HK) Limited RO Asset management 2018-05-14
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2003-11-25 2008-05-31
4 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2003-11-25 2008-05-31
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-07-29 2010-09-06
6 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2008-07-29 2011-10-31
7 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2010-09-06 2011-10-31

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