Richdale, Kate Gaskell
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-02-11 | |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2011-03-15 | |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-03-15 | |
| 5 | Morgan Stanley Asia Limited | RO | Advising on corporate finance | 2011-03-15 | 2013-03-07 |
| 6 | Morgan Stanley Asia Limited | RO | Dealing in securities | 2011-03-15 | 2013-03-07 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2013-06-14 | 2013-09-02 |
| 8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-06-14 | 2013-09-02 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Advising on corporate finance | 2013-09-02 | 2019-03-23 |
| 10 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Dealing in securities | 2013-09-02 | 2019-03-23 |
| 11 | KKR CAPITAL MARKETS ASIA LIMITED | Rep | Advising on securities | 2020-04-27 | 2022-11-16 |
| 12 | KKR CAPITAL MARKETS ASIA LIMITED | Rep | Dealing in securities | 2020-04-27 | 2022-11-16 |
| 13 | KKR CAPITAL MARKETS ASIA LIMITED | RO | Advising on securities | 2022-11-16 | |
| 14 | KKR CAPITAL MARKETS ASIA LIMITED | RO | Asset management | 2022-11-16 | |
| 15 | KKR CAPITAL MARKETS ASIA LIMITED | RO | Dealing in securities | 2022-11-16 | |
| 16 | KKR Capital Markets Asia II Limited | RO | Advising on securities | 2024-05-14 | |
| 17 | KKR Capital Markets Asia II Limited | RO | Dealing in securities | 2024-05-14 |
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