Huang, Baoshu 黃宝樹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-05-03 | 2012-03-20 | MOELIS & COMPANY ASIA LIMITED | Rep | 2012-08-20 | 2013-04-26 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | 2015-02-12 | 2015-07-20 | CCB INTERNATIONAL CAPITAL LIMITED | RO | 2015-07-20 | 2017-10-06 | SMBC Nikko Securities (Hong Kong) Limited | Rep | 2024-02-07 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2024-02-07 | |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2015-02-12 | 2017-10-06 | SMBC Nikko Securities (Hong Kong) Limited | Rep | 2024-02-07 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2024-02-07 | |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-03-13 | 2010-03-02 | Morgan Stanley Asia Limited | Rep | 2010-05-03 | 2012-03-20 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | 2015-02-12 | 2015-07-20 | CCB INTERNATIONAL CAPITAL LIMITED | RO | 2015-07-20 | 2017-10-06 | SMBC Nikko Securities (Hong Kong) Limited | Rep | 2024-02-07 |
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