Su, Shouchun 蘇守春
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Dymon Asia Capital (HK) Limited | Rep | Asset management | 2013-10-22 | 2017-11-11 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-06-08 | |
3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-06-08 | |
4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-07 | 2013-05-20 | Rep | Automated trading services | 2010-03-10 | 2013-05-20 |
5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-09-07 | 2010-12-06 | Rep | Automated trading services | 2010-03-10 | 2010-12-06 |
6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2013-05-20 |
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