Kwong, Fung Shan 鄺鳳珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2014-06-19 | |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Asset management | 2014-06-19 | |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2014-06-19 | |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2003-11-13 | 2004-01-29 |
| 5 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-04-15 | 2005-12-01 |
| 6 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-04-15 | 2005-12-01 |
| 7 | Lion Global Financial Limited | Rep | Advising on securities | 2005-12-12 | 2012-02-10 |
| 8 | Lion Global Financial Limited | Rep | Asset management | 2005-12-12 | 2014-04-15 |
| 9 | Lion Global Financial Limited | Rep | Dealing in securities | 2009-03-02 | 2014-04-15 |
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