Lo, Deric Kin Yip 盧建業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2009-09-09 | 2011-05-01 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2011-05-16 | 2012-03-14 |
| 3 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2013-08-07 | 2014-10-22 |
| 4 | PEGASUS FUND MANAGERS LIMITED | Rep | Asset management | 2009-09-09 | 2011-05-01 |
| 5 | Lion Global Financial Limited | Rep | Asset management | 2011-05-16 | 2012-03-14 |
| 6 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Asset management | 2013-08-07 | 2014-10-22 |
| 7 | Ceres Asset Management Limited | Rep | Asset management | 2015-01-22 | 2015-02-11 |
| 8 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-23 | 2006-06-30 |
| 9 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2006-08-10 | 2009-08-01 |
| 10 | PEGASUS FUND MANAGERS LIMITED | Rep | Dealing in securities | 2011-03-08 | 2011-05-01 |
| 11 | Lion Global Financial Limited | Rep | Dealing in securities | 2011-05-16 | 2012-03-14 |
| 12 | CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on securities | 2014-10-22 | 2015-01-10 |
| 13 | CHINA INTERNATIONAL CAPITAL LIMITED | RO | Asset management | 2014-10-22 | 2015-01-10 |
| 14 | Ceres Asset Management Limited | RO | Asset management | 2015-02-11 | 2020-04-01 |
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