Hung, Horace Yiu Keung 熊耀強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2006-06-14 | 2011-07-21 | Manulife Investment Management (Hong Kong) Limited | Rep | 2012-10-18 | 2013-04-05 | MizMaa Ventures Limited | Rep | 2016-06-06 | 2020-10-15 |
| 2 | SPARX Asia Investment Advisors Limited | Rep | Asset management | 2006-06-14 | 2011-07-21 | SERICA PARTNERS LIMITED | Rep | 2014-10-14 | 2015-01-15 | MizMaa Ventures Limited | Rep | 2015-01-15 | 2020-10-15 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-18 | 2011-11-01 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-18 | 2011-11-01 | Legal & General Investment Management Asia Limited | Rep | 2013-07-23 | 2014-10-06 | MizMaa Ventures Limited | Rep | 2016-06-06 | 2020-10-15 |
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