Tse, Ming Lun 謝銘倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2004-01-06 | 2008-04-12 |
| 2 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-05 | 2010-09-16 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-18 | Rep | Dealing in securities | 2010-12-06 | 2012-01-18 | Rep | Asset management | 2012-01-26 | 2013-09-13 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2012-06-26 | 2015-10-13 | Rep | Advising on securities | 2012-11-14 | 2015-10-13 |
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