Chan, Cindy Miu Wan 陳妙雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-11-17 | 2023-02-09 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-11-17 | 2023-02-09 | Rep | Asset management | 2014-11-17 | 2023-02-09 | Rep | Dealing in securities | 2014-11-17 | 2023-02-09 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2003-06-05 | 2005-05-10 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2005-06-16 | 2014-10-01 | Rep | Advising on securities | 2007-06-29 | 2014-10-01 | Rep | Asset management | 2007-09-24 | 2014-10-01 | Rep | Dealing in futures contracts | 2008-02-06 | 2014-10-01 |
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