Sze, Li Li 施莉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2007-06-23 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2008-08-27 | 2009-08-13 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-08 | Rep | Advising on securities | 2004-06-08 | Rep | Asset management | 2004-06-08 | Rep | Dealing in securities | 2005-07-13 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-23 | 2008-08-01 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2009-10-20 | 2011-10-01 | Rep | Asset management | 2009-10-23 | 2011-10-01 | Rep | Dealing in securities | 2009-10-23 | 2011-10-01 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-11-15 | 2007-06-23 |
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