Bhatia, Manish (SFC:AGL970)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-08-10 | Rep | Advising on securities | 2005-05-18 | Rep | Asset management | 2005-05-18 | RO | Advising on securities | 2005-05-18 | 2006-03-08 | RO | Asset management | 2005-05-18 | 2006-03-08 |
| 2 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-08-10 | Rep | Advising on securities | 2005-05-18 | Rep | Asset management | 2005-05-18 | RO | Advising on securities | 2005-05-18 | 2006-03-08 | RO | Asset management | 2005-05-18 | 2006-03-08 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2006-03-13 | 2008-09-01 | Rep | Asset management | 2006-03-13 | 2008-09-01 | Rep | Advising on futures contracts | 2007-06-12 | 2008-09-01 |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2008-09-02 | Rep | Asset management | 2008-09-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy