Bhatia, Manish (SFC:AGL970)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2008-09-02 | |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2008-09-02 | |
| 3 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-08-10 | |
| 4 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-08-10 | |
| 5 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-18 | |
| 6 | HAMON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-05-18 | |
| 7 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-18 | |
| 8 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2005-05-18 | |
| 9 | HAMON ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2005-05-18 | 2006-03-08 |
| 10 | HAMON ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-05-18 | 2006-03-08 |
| 11 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2005-05-18 | 2006-03-08 |
| 12 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2005-05-18 | 2006-03-08 |
| 13 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2006-03-13 | 2008-09-01 |
| 14 | Manulife Investment Management (Hong Kong) Limited | Rep | Asset management | 2006-03-13 | 2008-09-01 |
| 15 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2007-06-12 | 2008-09-01 |
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