Holiday, Edward Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2024-01-30 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2018-05-16 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-10-19 | 2005-10-10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2005-11-30 | 2009-02-27 | CGS International Securities Hong Kong Limited | Rep | 2009-05-29 | 2009-06-08 | UBS SECURITIES ASIA LIMITED | Rep | 2009-07-07 | 2018-05-16 | UBS SECURITIES HONG KONG LIMITED | Rep | 2009-08-10 | 2016-12-18 | UBS SECURITIES HONG KONG LIMITED | Rep | 2016-12-19 | 2018-05-16 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2024-01-30 |
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