Dan, Pauline Kai Yin 但啟賢

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Mackenzie Investments Asia Limited Rep Advising on futures contracts 2003-12-02
2 Mackenzie Investments Asia Limited RO Advising on securities 2004-10-21
3 Mackenzie Investments Asia Limited RO Asset management 2004-10-21
4 Mackenzie Investments Asia Limited RO Advising on futures contracts 2003-12-02 2004-10-21
5 Manulife Investment Management (Hong Kong) Limited Rep Advising on futures contracts 2004-10-25 2008-03-18
6 Manulife Investment Management (Hong Kong) Limited Rep Advising on securities 2004-10-25 2008-03-18
7 Manulife Investment Management (Hong Kong) Limited Rep Asset management 2004-10-25 2008-03-18
8 Samsung Asset Management (Hong Kong) Limited Rep Advising on securities 2008-05-28 2008-06-24
9 Samsung Asset Management (Hong Kong) Limited Rep Asset management 2008-05-28 2008-06-24
10 Samsung Asset Management (Hong Kong) Limited RO Advising on securities 2008-06-24 2012-07-31
11 Samsung Asset Management (Hong Kong) Limited RO Asset management 2008-06-24 2012-07-31
12 Pictet Asset Management (Hong Kong) Limited Rep Advising on securities 2012-08-01 2012-11-07
13 Pictet Asset Management (Hong Kong) Limited Rep Asset management 2012-08-01 2012-11-07
14 Pictet Asset Management (Hong Kong) Limited RO Advising on securities 2012-11-07 2017-03-01
15 Pictet Asset Management (Hong Kong) Limited RO Asset management 2012-11-07 2017-03-01
16 WK FUND MANAGEMENT LIMITED RO Advising on securities 2019-03-22
17 WK FUND MANAGEMENT LIMITED RO Asset management 2019-03-22

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