GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2011-08-26 | |
| C | Advising on futures contracts | 2016-10-11 | |
| C | Advising on securities | 2016-10-10 | C | 2016-10-11 |
| C | Asset management | 2005-01-27 | |
| C | Automated trading services | 2013-07-11 | 2016-10-10 | C | 2016-10-11 |
| C | Dealing in futures contracts | 2016-10-11 | |
| C | Dealing in securities | 2016-10-10 | C | 2016-10-11 |
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