BARCLAYS BANK PLC
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
R | Advising on corporate finance | ||
R | Advising on securities | ||
R | Asset management | 2005-03-04 | R | 2008-05-05 | 2016-12-14 |
R | Automated trading services | 2005-03-04 | |
R | Dealing in securities |
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