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NOMURA INTERNATIONAL (HONG KONG) LIMITED
野村國際(香港)有限公司



Client Added Removed Total
return
CAGR

Banker

1 RCG Holdings Limited 24-Mar-2010 -95.87% -62.61%
Average -62.61%

Financial Adviser to Takeover Offeror

1 Lotte Mart China Co., Ltd. 21-Dec-2009 -3.42%
2 Shanghai Industrial Urban Development Group Limited 2-Jul-2010 -42.23% -16.89%
Average -16.89%

Financial Adviser (1-time)

1 SHANGHAI INDUSTRIAL HOLDINGS LIMITED 30-Apr-2010 -19.46% -6.66%
2 SINOPEC KANTONS HOLDINGS LIMITED 15-Oct-2012 22.72% 35.35%
Average 14.35%

Financial Adviser (continuing)

1 Shandong Xinhua Pharmaceutical Company Limited 25-Apr-1997 16-Apr-1999 -70.72% -46.32%
Average -46.32%

Placing agent

1 O-Net Communications (Group) Limited 1-Nov-2010 -71.51% -37.95%
2 SINOPEC KANTONS HOLDINGS LIMITED 3-May-2013 3.49%
3 TCL Multimedia Technology Holdings Limited 22-Mar-2010 -20.58% -6.86%
Average -22.40%

Sponsor

1 AEON STORES (HONG KONG) CO., LIMITED 18-Jan-1994 1,447.22% 15.19%
2 Chongqing Rural Commercial Bank Co., Ltd. 3-Dec-2010 -24.13% -10.43%
3 DAIWA ASSOCIATE HOLDINGS LIMITED 24-Mar-1994 -88.19% -10.54%
4 Dongfang Electric Corporation Limited 19-May-1994 967.40% 13.25%
5 ENERCHINA HOLDINGS LIMITED 28-Aug-1991 -95.51% -14.74%
6 GUANGNAN (HOLDINGS) LIMITED 25-Nov-1994 -88.64% -11.08%
7 REGENT PACIFIC GROUP LIMITED 6-May-1997 -32.79% -2.44%
8 Shandong Xinhua Pharmaceutical Company Limited 17-Dec-1996 32.57% 1.73%
9 ZHEJIANG GLASS COMPANY, LIMITED 29-Nov-2001 -6.98% -0.86%
Average -2.21%


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