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HSBC Corporate Finance (Hong Kong) Limited




SFC licensees

Name Age in
2013		 Position From Until
1 Aggarwal, Sandeep (SFC:AZC897)    RepRepresentative  19-Apr-2012  
2 Aruna, .    RepRepresentative  9-Mar-2012  
3 Au Yeung, Tat H    Resp OffResponsible Officer  5-Sep-2003  15-Jan-2004
4 Au, Jason On Kit    Resp OffResponsible Officer  9-Mar-2012  
5 Bansal, Gaurav    RepRepresentative  29-Jun-2012  
6 Baur, Darin Daniel    RepRepresentative  20-Apr-2012  25-Jul-2012
7 Beattie, Russell William    Resp OffResponsible Officer  28-Apr-2006  10-May-2007
8 Biron, Edouard Michel Marie    RepRepresentative  3-May-2012  
9 Bo, Qiaochu    RepRepresentative  30-Apr-2012  
10 Browning, Martin Mario    RepRepresentative  20-Apr-2012  
11 Bunting, Charles Pearce    RepRepresentative  20-Apr-2012  
12 Cao, Yuan    RepRepresentative  27-Apr-2012  
13 Chan, Ivan Man Hung    Resp OffResponsible Officer  5-Dec-2011  9-Mar-2012
14 Chang, Jiang    RepRepresentative  20-Apr-2012  
15 Chang, Yung Ching    Resp OffResponsible Officer  1-Jun-2007  20-Sep-2008
16 Chen, Bo (SFC:AZJ493)    RepRepresentative  30-Apr-2012  
17 Chen, Cheng (SFC:AZJ494)    RepRepresentative  30-Apr-2012  
18 Chen, Junling    RepRepresentative  6-Nov-2012  
19 Chen, Yunze    RepRepresentative  6-Nov-2012  
20 Cheng, Siwei (SFC:AZC805)    RepRepresentative  9-Mar-2012  
21 Cheung, Siu Fung    RepRepresentative  9-Mar-2012  
22 Chew, Meng Fai    RepRepresentative  20-Apr-2012  
23 Chiu, Yue Seng    RepRepresentative  13-Nov-2012  22-Feb-2013
Resp OffResponsible Officer  22-Feb-2013  
24 Chu, Lawrence Ka Ming    Resp OffResponsible Officer  30-Mar-2012  
25 Chu, Lindsay Li-Shen    RepRepresentative  20-Apr-2012  
26 Clark, Stephen John   50 Resp OffResponsible Officer  9-Mar-2012  
27 Connor, Jonathan Luke    RepRepresentative  20-Apr-2012  
28 Crossland, Ryan Everett    RepRepresentative  20-Apr-2012  
29 Cui, Xiaojiao    RepRepresentative  20-Apr-2012  
30 Davis, Bardin John    RepRepresentative  11-Oct-2012  9-Jan-2013
Resp OffResponsible Officer  9-Jan-2013  
31 de Basto, Roger Alexander   48 Resp OffResponsible Officer  10-Jul-2012  
32 Fan, See Hang    RepRepresentative  20-Apr-2012  
33 Faure, Emmanuel Dominique Martial G.    Resp OffResponsible Officer  30-Sep-2009  27-Sep-2011
34 Gao, Ya    RepRepresentative  30-Apr-2012  
35 Giang, Johnathan Zhao-Hong    RepRepresentative  6-Nov-2012  
36 Glueck, Franz Ismael    RepRepresentative  30-Apr-2012  
37 Goh, Khee Hong    RepRepresentative  20-Apr-2012  26-Sep-2012
38 Gupta, Saurabh    RepRepresentative  20-Apr-2012  
39 He, Xiaofan    RepRepresentative  20-Apr-2012  
40 Heng, Franklin Ching Kuen   48 Resp OffResponsible Officer    28-Apr-2006
41 Heng, Jonathan Ying -Chieh    RepRepresentative  30-Apr-2012  
42 Hignell, Christopher David    RepRepresentative  30-Apr-2012  27-Mar-2013
43 Hock, Wai Hou    RepRepresentative  20-Apr-2012  
44 Hsu, Erick Ying-Chao    RepRepresentative  20-Apr-2012  
45 Hu, Diana    Resp OffResponsible Officer  9-Mar-2012  
46 Hu, Ruanjia    RepRepresentative  29-Mar-2012  
47 Huang, Duo    RepRepresentative  9-Mar-2012  19-Jun-2012
48 Huang, Rui (SFC:AZO993)    RepRepresentative  4-Jul-2012  
49 Hui, Fiona Kan Sum    RepRepresentative  29-Mar-2012  
50 Hui, Florence Wai Ying    RepRepresentative  9-Mar-2012  3-Apr-2013
51 Jin, Xiaojuan    RepRepresentative  6-Nov-2012  
52 Kao, Anne An-Chi    RepRepresentative  29-Mar-2012  
53 Katsuba, Tomoaki    RepRepresentative  20-Apr-2012  
54 Kern, Jason Blair    RepRepresentative  20-Apr-2012  
55 Khoury, Philippe Marie Francois    RepRepresentative  25-May-2012  
56 Ko, Silvia    RepRepresentative  7-Jun-2012  
57 Kwan, Nicholas Alexander Yan Tat    RepRepresentative  27-Apr-2012  
58 Lai, Zengkun    RepRepresentative  27-Apr-2012  
59 Lam, Chi Hang    RepRepresentative  6-Nov-2012  
60 Lau, Evan Louis    RepRepresentative  29-Mar-2012  
61 Law, Arthur Yui Long    RepRepresentative  30-Apr-2012  
62 Lee, Enoch Yi Nwo    RepRepresentative  9-Mar-2012  
63 Lee, Johnny Chi Chung    RepRepresentative    10-Jul-2003
64 Leelasena, Rasitha Subodha    Resp OffResponsible Officer  6-Oct-2008  9-Mar-2012
65 Leung, Venus Yan Yu    RepRepresentative  27-Apr-2012  21-May-2013
66 Li, Andrew Yung Ting    RepRepresentative  20-Apr-2012  
67 Li, Benetton I Hao    RepRepresentative  20-Apr-2012  
68 Li, Bing (SFC:AHQ959)    RepRepresentative  26-Jul-2012  
69 Li, Kristine Keng Yan    RepRepresentative  27-Apr-2012  28-Sep-2012
70 Li, Meng (SFC:AZJ293)    RepRepresentative  8-May-2012  
71 Li, Raymond Man Fai    RepRepresentative  30-Jul-2004  3-Sep-2004
Resp OffResponsible Officer  3-Sep-2004  10-Apr-2006
72 Li, Ying    RepRepresentative  6-Nov-2012  
73 Li, Youdan    RepRepresentative  11-May-2012  
74 Lin, Alex Yo Lin    RepRepresentative  2-May-2012  
75 Lin, Junxian    RepRepresentative  9-Mar-2012  16-May-2013
76 Lit, Shu Wah    RepRepresentative  31-May-2012  
77 Liu, Chao (SFC:AZH606)    RepRepresentative  20-Apr-2012  
78 Liu, Che Ning    Resp OffResponsible Officer  9-Mar-2012  
79 Liu, Mengyu    RepRepresentative  27-Apr-2012  
80 Liu, Theodora Elesa    RepRepresentative  6-Nov-2012  
81 Lo, Hsiang    RepRepresentative  30-Apr-2012  13-Jun-2012
82 Low, William Wei Liang    RepRepresentative  27-Apr-2012  15-Apr-2013
83 Lu, Jie (SFC:AZO988)    RepRepresentative  21-Aug-2012  
84 Luo, Yi    RepRepresentative  4-Jul-2012  
85 Ma, Jennie Jiayin    RepRepresentative  26-Jul-2012  
86 Martinez Acosta, Jorge Carlos    RepRepresentative  19-Oct-2012  
87 McGregor, Robert    RepRepresentative  19-Oct-2012  
88 Ng, Amy Tsung-Ling    RepRepresentative  30-Apr-2012  
89 Ng, Cheng Kang    RepRepresentative  9-Mar-2012  27-Mar-2013
90 Ng, Sean Heng Tiong    RepRepresentative  2-May-2012  28-Aug-2012
91 Ong, Chi Tuan    RepRepresentative  30-Apr-2012  
92 Pang, Chi Fung    RepRepresentative  3-May-2012  
93 Phua, Jia Ning    RepRepresentative  16-Mar-2012  28-Aug-2012
94 Qi, Peng    RepRepresentative  20-Apr-2012  
95 Qian, Liang (SFC:AZC815)    RepRepresentative  9-Mar-2012  
96 Qin, Qing    RepRepresentative  6-Nov-2012  
97 Ranavat, Rohan Rajesh    RepRepresentative  9-Mar-2012  13-Apr-2012
98 Rao, Pradeep Vithal    RepRepresentative  28-Sep-2012  
99 Robertson, Craig Anthony    RepRepresentative  30-Jul-2004  3-Sep-2004
Resp OffResponsible Officer  3-Sep-2004  3-Aug-2009
RepRepresentative  3-Aug-2009  1-Sep-2009
100 Sahney, Rajeev Kumar    RepRepresentative  9-May-2012  
101 Scott, David Paul Mcleod    Resp OffResponsible Officer  1-Jun-2007  20-Sep-2008
102 Shang, Chuyi    RepRepresentative  29-Jun-2012  
103 Shen, Dehua    RepRepresentative  30-Apr-2012  
104 Shen, Nan (SFC:ALA470)    RepRepresentative  9-Mar-2012  30-Mar-2012
105 Shin, Jung Keun    RepRepresentative  30-Apr-2012  
106 So, Yuk Kit    Resp OffResponsible Officer  9-Mar-2012  
107 Song, Meihong    RepRepresentative  9-Mar-2012  
108 Sui, Jinjin    RepRepresentative  31-May-2012  
109 Sun, Cong    RepRepresentative  6-Feb-2013  
110 Sun, Justin William    RepRepresentative  30-Apr-2012  
111 Sun, Ting    RepRepresentative  30-Apr-2012  
112 Talwani, Sandeep    RepRepresentative  30-Apr-2012  
113 Tam, Kin San    RepRepresentative  26-Jul-2012  
114 Tan, Hui Fen    RepRepresentative  2-May-2012  27-Mar-2013
115 Tang, Bonan    RepRepresentative  29-Nov-2012  
116 Tang, William Hing Chi    RepRepresentative  2-May-2012  
117 Todd, Robert Miles Wilcockson    RepRepresentative  2-May-2012  
118 Tse, Herman Yu Man    RepRepresentative  9-Mar-2012  
119 Wallace, Matthew Arnold    RepRepresentative  9-May-2012  
120 Walters, Darren Michael    RepRepresentative  30-May-2012  
121 Wang, Bitan    RepRepresentative  30-Apr-2012  
122 Wang, Xiaoxi (SFC:AZJ489)    RepRepresentative  2-May-2012  10-Aug-2012
123 Wang, Xin (SFC:APD062)    RepRepresentative  31-May-2012  
124 Wang, Yaqian    RepRepresentative  25-May-2012  
125 Wang, Yongli (SFC:AZM661)    RepRepresentative  31-May-2012  
126 Wang, Yufei (SFC:BAA531)    RepRepresentative  3-Sep-2012  
127 Wang, Zhen (SFC:AZC796)    RepRepresentative  9-Mar-2012  
128 Wang, Zhize    RepRepresentative  30-May-2012  19-Nov-2012
129 Watkins, Natalia Helena    Resp OffResponsible Officer  15-Apr-2009  9-Mar-2012
130 Wee, Bertrand Sin Yen    RepRepresentative  20-Apr-2012  
131 Wei, Jing    RepRepresentative  31-May-2012  
132 Wenk, Raphael Konstantin    RepRepresentative  11-Jul-2012  
133 Wong, Billy Chun Wah    RepRepresentative  30-Apr-2012  
134 Wong, Chun Tak    RepRepresentative  20-Apr-2012  
135 Wong, Michelle Chi Yu    RepRepresentative  31-May-2012  
136 Woo, Alan Ying Hung    RepRepresentative  20-Apr-2012  
137 Wu, Samuel Shung Shan    RepRepresentative  7-May-2012  
138 Wu, Zhi    RepRepresentative  25-May-2012  
139 Xu, Jie (SFC:BAH729)    RepRepresentative  6-Nov-2012  
140 Xu, Xiaodong    RepRepresentative  30-May-2012  
141 Xu, Ziling    RepRepresentative  31-May-2012  8-Oct-2012
142 Yang, Bingnan    RepRepresentative  6-Nov-2012  
143 Yang, Huixin    RepRepresentative  31-May-2012  
144 Yang, Wing Ka    RepRepresentative  26-Jul-2012  
145 Yang, Yalong    RepRepresentative  26-Jul-2012  
146 Yang, Yongfang    RepRepresentative  9-Mar-2012  
147 Ye, Pengcheng    RepRepresentative  30-May-2012  
148 Yeo, Pei Hse    RepRepresentative  29-Mar-2012  
149 Yeung, Chun Kit (SFC:AQU429)    RepRepresentative  7-Jun-2012  15-Oct-2012
150 Yu, Tao    RepRepresentative  4-Jul-2012  
151 Yuen, Claudia Kia Yee    RepRepresentative  30-May-2012  
152 Zeissink, Andrew John    RepRepresentative  30-May-2012  
153 Zhang, Di    RepRepresentative  9-Mar-2012  
154 Zhang, Fan (SFC:AOR821)    RepRepresentative  30-Aug-2012  
155 Zhang, Xiaohong    RepRepresentative  31-May-2012  
156 Zhang, Yao    RepRepresentative  31-May-2012  
157 Zhang, Yiqun    RepRepresentative  30-May-2012  
158 Zhang, Yue (SFC:ARO427)    RepRepresentative  31-May-2012  27-Sep-2012
159 Zhang, Yuntao    RepRepresentative  19-Oct-2012  
160 Zhao, Liang (SFC:APH556)    RepRepresentative  31-May-2012  
161 Zheng, Yuanya    RepRepresentative  30-May-2012  
162 Zhou, Yang (SFC:AZM657)    RepRepresentative  30-May-2012  
163 Zuo, Dingliang    RepRepresentative  6-Nov-2012  

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