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CLSA FUTURES LIMITED
里昂期貨有限公司




SFC licensees

Name Age in
2013
Position From Until
1 Alexander, Michael Lewis    RepRepresentative  22-Dec-2004  1-Feb-2005
Resp OffResponsible Officer  1-Feb-2005  4-Aug-2005
RepRepresentative  4-Aug-2005  19-Jul-2010
2 Arculli, Kim Melanie    RepRepresentative  3-Jan-2007  31-Jul-2007
3 Bahurel, Julien Yves    RepRepresentative    17-Jun-2004
4 Baker, Maureen Lee    RepRepresentative  12-May-2010  
5 Bird, John David    RepRepresentative  19-Jul-2004  1-Feb-2005
Resp OffResponsible Officer  1-Feb-2005  
6 Bolon, Jonathan Quinn    RepRepresentative  17-May-2010  29-Jul-2010
7 Bourmayan, Vahe Olivier    RepRepresentative  16-Sep-2003  16-Jun-2004
8 Chak, Alan Kwok Fai    RepRepresentative  2-Jun-2008  23-Nov-2010
9 Chan, Chau Yuen    RepRepresentative    10-Nov-2006
10 Chan, Ka Wai (SFC:AGF175)    RepRepresentative  9-Sep-2003  6-Nov-2003
11 Chan, Yat Hang    RepRepresentative    30-May-2006
12 Chanthongkaew, Sorach    RepRepresentative  29-Apr-2008  
13 Chau, Raymond Kai Chung    RepRepresentative    11-Apr-2005
14 Chen, Alan Bing    RepRepresentative    10-Sep-2009
15 Cheng, Tau Cheung    RepRepresentative  10-Feb-2006  3-May-2008
16 Cheung, Adrian Kwok Kuen    RepRepresentative  26-May-2005  4-Aug-2006
17 Cheung, Kwok Wah (SFC:AGO346)    RepRepresentative  4-Dec-2006  24-Jan-2007
18 Chow, Jimmy Ka Ching    RepRepresentative    7-Aug-2006
19 Chui, Kit Man    RepRepresentative    17-Jun-2004
20 Coull, Gary William John   59 Resp OffResponsible Officer    16-Oct-2006
21 Dadabhoy, Imran Sooleman    RepRepresentative  9-Dec-2003  9-Mar-2005
22 Dharia, Akash    RepRepresentative  13-Dec-2011  13-Jun-2012
23 Fisher, Kirstie Jane    RepRepresentative  18-Sep-2006  3-May-2010
Resp OffResponsible Officer  3-May-2010  
24 Fung, Patrick Wai Yip    RepRepresentative  9-May-2007  29-Sep-2007
25 Gan, Tanya Li Phing    RepRepresentative  26-Feb-2008  
26 Gladstone, Thomas Xenophon    RepRepresentative  2-Jan-2013  
27 Howie, Fraser John Thomas    RepRepresentative  8-Aug-2003  1-Nov-2012
28 Hue, Hideki Ying Fai    RepRepresentative    10-Mar-2004
29 Hugh, Chuen Loong    RepRepresentative    31-Jan-2006
30 Hui, Ho Ming    RepRepresentative    27-Jul-2005
31 Johnson, Pekka David    RepRepresentative  20-Aug-2010  
32 Kam, Alice Pui Lee    RepRepresentative    23-Mar-2004
33 Kam, Stephen Cheuk Hang    RepRepresentative  20-Jul-2009  13-Jan-2010
34 Kim, Eugene Hwang    RepRepresentative  25-Jul-2006  28-Nov-2008
35 Ko, Raymond    RepRepresentative  8-Oct-2008  18-Sep-2009
36 Kung, Joyce Suk Han    RepRepresentative  12-May-2010  10-Nov-2010
37 Kwok, Ana    RepRepresentative    9-Mar-2004
38 Lam, Calvin Si Yang    RepRepresentative  14-Feb-2007  3-Oct-2007
39 Lam, Don Ting    RepRepresentative    
40 Lam, Monica Ze Wa    RepRepresentative  7-Dec-2004  1-Sep-2006
41 Lane, Graeme John    RepRepresentative  24-Nov-2006  14-Aug-2007
Resp OffResponsible Officer  14-Aug-2007  20-Nov-2008
42 Lau, Shirley Suet Sum    RepRepresentative    17-Jun-2004
43 Lau, Sze Nga    RepRepresentative  30-Sep-2010  
44 Law, Lucia Yuk Ha    RepRepresentative    
45 Lee, Patrick Maung    RepRepresentative  7-Sep-2006  10-May-2008
46 Lee, Poh Aik    RepRepresentative  19-Jun-2009  
47 Lee, Sheldon    RepRepresentative    5-Oct-2005
48 Leung, Fiona Man Yee    RepRepresentative  19-Aug-2011  28-Feb-2012
49 Lo, Chi Keung (SFC:AFT940)    RepRepresentative    3-Feb-2006
50 Lo, Chiu Wai (SFC:AFT576)    RepRepresentative  16-Jun-2003  16-Mar-2004
51 Machayekhi, Emmanuel Dana    RepRepresentative  20-Oct-2003  4-Jun-2004
52 Macqueen, Edward Charles    RepRepresentative  25-Aug-2003  2-Jun-2006
53 Mak, Cassandra Frances Wai Kwun    RepRepresentative  23-Apr-2008  20-Aug-2008
54 Markosov, Suren Gueorgui    RepRepresentative  10-Oct-2006  25-Apr-2008
55 Martin, Todd Stuart    RepRepresentative  8-Jul-2006  13-Nov-2008
56 Maynard, Andrew Charles    RepRepresentative  30-May-2011  17-Nov-2011
Resp OffResponsible Officer  17-Nov-2011  
57 McCoy, Michael Andrew    Resp OffResponsible Officer    3-Oct-2003
58 McNamara, Mary Elizabeth    RepRepresentative  29-Dec-2003  14-May-2010
59 Morrison, Robert William Bentley    Resp OffResponsible Officer    30-Jun-2009
60 Ng, Raymond Chun To   45 RepRepresentative    20-Dec-2004
61 Ngai, Henry Chun Kit    RepRepresentative  10-May-2010  
62 Ngo, Long Hoang    RepRepresentative  10-Aug-2005  23-Jun-2006
63 Nguyen, Nguyen Thanh    RepRepresentative  20-Nov-2007  5-Mar-2009
64 Ong, Polly So Po    RepRepresentative    
65 Patil, Girish Shivaji    RepRepresentative  7-Dec-2011  27-Oct-2012
66 Pienaar, Ross Daniel    RepRepresentative  4-Nov-2008  14-Nov-2008
67 Roberts, Christopher Fenton    RepRepresentative  20-Feb-2006  19-Jun-2007
68 Roche, Thomas Damian (SFC:ACU450)    RepRepresentative    25-Jul-2003
Resp OffResponsible Officer  25-Jul-2003  13-Dec-2004
69 Ruber, Matthew Albert    RepRepresentative    26-Sep-2008
70 Sachanandani, Bharat Kumar    RepRepresentative  13-Aug-2003  17-Jun-2004
71 Saldanha, Joshua Gerard    RepRepresentative  28-Sep-2006  26-Jun-2007
72 Skinner, Donald William Lennox    Resp OffResponsible Officer    5-Jul-2012
RepRepresentative  5-Jul-2012  10-Jan-2013
73 Smith, Timothy Clement    RepRepresentative  30-Jun-2009  13-Jun-2012
74 Stiles, Andrew Guy    RepRepresentative  9-Dec-2003  13-Feb-2008
75 Tan, Ruby Enrika Sock Mei    RepRepresentative  10-Nov-2011  
76 Tan, Shao Khing Bruce    RepRepresentative  5-Jun-2009  29-May-2010
77 Tang, Calvin Kam Ming    RepRepresentative  20-Feb-2006  20-Nov-2008
78 Thomas, Howel Gruffudd Rhys    RepRepresentative    12-Jan-2005
79 Wong, Alan Ka Ming    RepRepresentative  29-Oct-2010  
80 Wong, Kwok Leung (SFC:AQM723)    RepRepresentative  13-Feb-2008  10-Jul-2008
81 Wong, Lesley Ka Lam    RepRepresentative  27-Apr-2012  19-May-2012
82 Yeoh, Jonathan Sheung Chern    RepRepresentative  22-May-2006  24-Nov-2008
83 Yeung, See Ah    RepRepresentative  11-Jun-2010  
84 Yoo, Peter B    RepRepresentative  23-Oct-2006  10-Aug-2007
85 Yu, Kai Kai    RepRepresentative    26-May-2004
86 Yusup, Daniel    RepRepresentative  26-Apr-2006  13-Jul-2007

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