NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

Current
History

SFC licensees

	Name	Age in 2013	Position	From	Until
1	Belal, Tanvir		Resp OffResponsible Officer	19-Aug-2009
2	Higgins, Andrew Michael		Resp OffResponsible Officer	9-Apr-2009	21-Dec-2012
3	Philips, George Andrew		Resp OffResponsible Officer	2-Sep-2009
4	Rogers, David Ian		Resp OffResponsible Officer	9-Apr-2009
5	Smith, Mark		Resp OffResponsible Officer	14-Oct-2009
6	Connolly Carbo, Trevor James		RepRepresentative	18-Feb-2010	12-Aug-2011
7	Dunn, Alastair Robert		RepRepresentative	21-Aug-2012
8	Gooding, Nial Dennis Henry	54	RepRepresentative	30-Apr-2010	27-Aug-2012
9	Higgins, Andrew Michael		RepRepresentative	21-Dec-2012
10	Lu, Yuetian		RepRepresentative	21-Oct-2011	30-Nov-2012
11	Motiwala, Ayaz Bashir		RepRepresentative	21-Jun-2011	24-Jun-2011
12	Philips, Christiana Marie		RepRepresentative	17-Mar-2010
13	Reyes, Ethylyn G		RepRepresentative	16-Mar-2011
14	Smith, Mark		RepRepresentative	17-Aug-2009	14-Oct-2009
15	Wong, Pui Sze (SFC:AOJ349)		RepRepresentative	9-Dec-2010
16	Wu, Christine Ka Wai		RepRepresentative	2-Feb-2011

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