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Newedge Broker Hong Kong Limited
新際經紀香港有限公司




SFC licensees

Name Age in
2013
Position From Until
1 Adams, Thomas Stephen    RepRepresentative  3-Aug-2012  12-Nov-2012
2 Ang, Sharon Li Hsia    RepRepresentative  13-Oct-2008  16-Jun-2009
3 Au, Ka Ki    RepRepresentative  1-Mar-2011  
4 Bachtiar, Roestam Effendi Bin    RepRepresentative  15-Oct-2008  25-May-2009
5 Baddeley, Alexander Richard    RepRepresentative  30-Mar-2011  
6 Bae, Yong Bum    RepRepresentative  26-Sep-2006  21-Jul-2007
7 Barouti-Viret, Igor Olivier    RepRepresentative  13-Feb-2009  13-Nov-2010
8 Barros Iii, Belmiro Jose    RepRepresentative  16-Nov-2005  18-Jul-2006
9 Bartlett, Simon Alexander    RepRepresentative  22-Apr-2013  
10 Basquin, Frederic Pierre Rene    RepRepresentative  4-Jan-2010  
11 Berkane, Chiraz    RepRepresentative  3-May-2011  30-Jun-2012
12 Bouakhasith, Mathieu    RepRepresentative  7-May-2012  7-Sep-2012
13 Browning, John Leonard    RepRepresentative  2-Jul-2008  22-Jun-2012
14 Burns, Darren Anthony    RepRepresentative  13-Oct-2008  18-May-2012
15 Burr, Alan John Phillip    RepRepresentative  11-Sep-2012  
16 Cameron, Jay Karel    RepRepresentative  18-Mar-2011  17-Jun-2011
17 Caron, Francois-Alexandre Claude Thierry    RepRepresentative  16-May-2007  
18 Chan, Alan Yuk Lun    RepRepresentative  19-May-2008  17-Dec-2009
19 Chan, Chester Chi-To    RepRepresentative  20-Sep-2011  1-Oct-2011
20 Chan, Chun To    RepRepresentative  25-Jul-2011  
21 Chan, Chung Shing    RepRepresentative  18-Mar-2008  20-Jun-2009
22 Chan, Debbie Ah Lam    RepRepresentative  13-Oct-2008  15-May-2009
23 Chan, Desmond Tik Man    RepRepresentative  30-Jul-2008  
24 Chan, Elisa Ah Ting    RepRepresentative  13-Sep-2012  
25 Chan, Jes    RepRepresentative  17-Jul-2012  
26 Chan, Kin Wah (SFC:AON880)    RepRepresentative  17-Mar-2008  28-Aug-2008
27 Chappel, Christopher Lee    RepRepresentative  28-Nov-2008  1-Dec-2010
28 Cheah, Kwong-Weng    RepRepresentative  14-Oct-2008  30-Nov-2011
29 Cheung, Ka Chung    RepRepresentative  29-Sep-2010  26-Sep-2012
30 Cheung, Koon Nam    RepRepresentative  17-Mar-2008  
31 Cheung, Siu Fai    RepRepresentative    28-Oct-2003
32 Chew, Siang Yong    RepRepresentative  17-Mar-2008  31-Dec-2011
33 Chiu, Bill Lawrence Sung Biu    RepRepresentative  23-Jul-2010  
34 Chng, Stephanie Pei Pei    RepRepresentative  17-Mar-2008  5-May-2010
35 Chong, Louis Siu Kei    RepRepresentative  29-Jun-2011  1-Oct-2011
36 Chow, Wing Chun    RepRepresentative  13-Oct-2008  24-Mar-2012
37 Chu, Frederick Ian Kit    RepRepresentative  20-Nov-2008  2-Jun-2012
38 Chui, Siu Ching    RepRepresentative  25-Jul-2008  
39 Ciarlet-Bouisset, Christophe Philibert Georges    RepRepresentative  17-Mar-2008  12-Sep-2008
40 Cimafranca, Ramir Roque Clavano    RepRepresentative  18-Aug-2010  
41 Clark, Gareth Mark    RepRepresentative  27-May-2009  27-Jun-2009
42 Connor, David Jonathan    RepRepresentative  30-Nov-2010  
43 Cotteau, Guewen    RepRepresentative  21-Feb-2011  
44 Creedon, Tom    RepRepresentative  13-Oct-2008  8-Dec-2008
45 Crommen, Gregory    RepRepresentative  17-Mar-2008  18-Jun-2010
46 Cunin, Jacques Laurent    RepRepresentative  26-Feb-2010  8-Jul-2010
Resp OffResponsible Officer  8-Jul-2010  
47 Cunnington, Guillaume Serge Charles    RepRepresentative  25-Jan-2010  11-Nov-2010
48 Daley, Kirby Scott    RepRepresentative  13-Oct-2008  19-Jan-2011
Resp OffResponsible Officer  19-Jan-2011  16-Jul-2011
49 Daures, Pascal Christophe    RepRepresentative  2-Feb-2010  
50 Deng, Shiqing    RepRepresentative  23-Aug-2011  1-Dec-2011
51 Denuit, Richard    RepRepresentative  7-Mar-2011  1-Oct-2011
52 Ding, Lei (SFC:ATJ498)    RepRepresentative  21-Jul-2009  1-Feb-2011
53 Djelassi, Emile    RepRepresentative  16-Sep-2011  
54 Dunlop, Andrew Douglas    RepRepresentative  13-Oct-2008  24-Nov-2009
55 Fan, Ernest Kwong Hung    RepRepresentative    3-Jul-2003
56 Farzam, Hamid    RepRepresentative    6-Aug-2003
57 Feng, Jing (SFC:APZ397)    RepRepresentative  17-Mar-2008  17-Oct-2009
58 Fithian, Lance Thomas    RepRepresentative  21-Aug-2006  
59 Fok, Siu Pong    RepRepresentative  10-May-2010  11-Jul-2012
60 Fong, David Chung Loon    RepRepresentative  1-Mar-2010  
61 Forrest, Richard William    RepRepresentative  17-Mar-2008  16-Mar-2009
62 Fu, Liang (SFC:AVO628)    RepRepresentative  30-Jul-2010  8-Sep-2012
63 Fu, Pengjiang    RepRepresentative  19-Sep-2012  19-Dec-2012
64 Fung, Ching Wing    RepRepresentative  17-Mar-2008  13-Sep-2011
65 Fung, Sze Chung    RepRepresentative  9-Oct-2003  28-Oct-2003
66 Fyfe, William James    RepRepresentative  13-Oct-2008  22-Apr-2009
67 Gao, Pei    RepRepresentative  21-Jan-2011  22-Dec-2011
68 Gay, Pierre Gilbert    Resp OffResponsible Officer  8-Feb-2006  16-Apr-2010
69 Gee, Leslie Kan    RepRepresentative  6-Sep-2006  30-Jun-2007
70 Ghouila-Houri, Joseph Lionel    RepRepresentative  17-Mar-2010  
71 Gilbert, Michael John    RepRepresentative  13-Oct-2008  27-Sep-2010
Resp OffResponsible Officer  27-Sep-2010  9-May-2011
RepRepresentative  9-May-2011  13-Dec-2011
72 Gonzalez Villavecchia, Manuel    RepRepresentative  6-Nov-2009  24-May-2012
73 Gueneau, Victor    RepRepresentative  10-Oct-2011  
74 Han, Charles June    RepRepresentative  1-Aug-2008  25-Nov-2011
75 Har, Johnson Chun Kit    RepRepresentative  13-Aug-2008  25-Mar-2011
76 Harrison, David Martin    RepRepresentative  17-Mar-2008  21-Aug-2008
77 Heng, Mui Gek    RepRepresentative  17-Mar-2008  20-Aug-2011
78 Ho, Miu    RepRepresentative  17-Mar-2008  25-May-2011
79 Ho, Sai Ho (SFC:AOH660)    RepRepresentative  26-Aug-2011  1-Sep-2012
80 Hong, Jiang    RepRepresentative  25-May-2009  1-Jun-2010
81 Huang, Chen (SFC:AUV437)    RepRepresentative  2-Mar-2010  
82 Hui, Daniel Ka Chung    RepRepresentative  29-Jan-2010  11-Jul-2012
83 Hui, Henry Chun Wai    RepRepresentative    28-Oct-2003
84 Hutton, Jason Alec    RepRepresentative  26-Mar-2009  15-Oct-2009
Resp OffResponsible Officer  15-Oct-2009  18-May-2010
RepRepresentative  18-May-2010  22-Jan-2011
85 Hwang, Soo Youn    RepRepresentative  21-Sep-2006  26-Feb-2007
86 Ip, Heung Wing Barry    RepRepresentative  13-Oct-2008  7-Jun-2011
87 Ip, Lisa Sau Chun    RepRepresentative  8-Aug-2008  
88 Iwasaki, Ai    RepRepresentative  2-Jul-2009  22-Jun-2012
89 Jang, Wook Jin    RepRepresentative  15-Sep-2006  2-Feb-2007
90 Jeffery, Anchan Khay    RepRepresentative  26-Mar-2010  
91 Jiang, Wenwen    RepRepresentative  6-Apr-2011  8-Jun-2011
92 Jiang, Yuncheng    RepRepresentative  18-Jan-2012  7-Mar-2013
93 Jip, Sock Ngoh    RepRepresentative    13-Aug-2003
94 Jolly, Colin Philip    RepRepresentative  13-Oct-2008  
95 Jones, Lloyd Thomas Meldrum    RepRepresentative  25-May-2012  27-Mar-2013
96 Jones, William Rhys    RepRepresentative  24-Nov-2010  13-Jul-2011
97 Jung, Hae Sun    RepRepresentative  13-Aug-2010  19-May-2012
98 Kanegae, Takayoshi    RepRepresentative  2-Feb-2012  16-Feb-2012
99 Kannangara, Chamath    RepRepresentative  31-Dec-2010  
100 Kelly, Damian Peter    RepRepresentative  4-Jun-2009  5-May-2010
101 Kenji, Yamauchi    RepRepresentative  11-Aug-2011  
102 Kim, Bo Yun    RepRepresentative  19-Sep-2006  18-Dec-2006
103 Ko, Philip    RepRepresentative  15-Oct-2008  10-Aug-2009
104 Ko, Vanessa Wing Sze    RepRepresentative  13-Oct-2008  6-Jun-2009
105 Ko, Wing Hay    RepRepresentative  4-Sep-2012  
106 Kok, Lai Choo    RepRepresentative  10-Dec-2012  
107 Kong, Ernest Tai Wai    RepRepresentative  22-Nov-2010  
108 Kurundkar, Satyaprakash Rangnath    RepRepresentative  2-Aug-2012  
109 Kwan, Lawrence Chi Yan    RepRepresentative  13-Oct-2008  31-May-2012
110 Kwan, Yat Chiu    RepRepresentative  2-May-2007  21-Nov-2008
111 Kwong, Gary Chi Ki    RepRepresentative  28-May-2008  1-Jun-2009
112 Lai, Chung Cheong    RepRepresentative  13-Oct-2008  15-Jun-2009
113 Lai, Yat Hoi    RepRepresentative  17-Mar-2008  22-Jun-2009
114 Lai, Yee Chung    RepRepresentative  9-Feb-2010  
115 Lanson, Marc Clement    RepRepresentative  13-Oct-2008  31-Jul-2010
116 Lau, Fred Chi Wai    RepRepresentative  15-Oct-2008  24-Jun-2010
117 Law, Catherine Ka Ying    RepRepresentative  8-Jun-2011  7-Dec-2011
118 Law, Joseph    RepRepresentative  14-Jan-2009  27-Jun-2009
RepRepresentative  8-Apr-2013  
119 Law, Wendy Ka Man    RepRepresentative  17-Sep-2012  
120 Lawson, Toby John    RepRepresentative  2-Jan-2009  27-Mar-2009
Resp OffResponsible Officer  27-Mar-2009  
121 Lee, Alex Kin Chung    RepRepresentative  25-Apr-2003  16-Jun-2003
122 Lee, Chaeeun    RepRepresentative  15-Apr-2011  
123 Lee, Dun Shing    RepRepresentative  5-Sep-2003  21-Dec-2004
Resp OffResponsible Officer  21-Dec-2004  17-Jun-2005
124 Lee, Kei Hung    RepRepresentative  17-Mar-2008  16-Sep-2009
125 Lee, Koon Tong    RepRepresentative  18-May-2009  7-Oct-2010
126 Lee, Kwan Kit (SFC:AHX656)    RepRepresentative    12-Nov-2003
127 Lee, Man Wai (SFC:AQR251)    RepRepresentative  13-Oct-2008  
128 Lee, Rita Chi Lin    RepRepresentative  17-Sep-2009  
129 Lee, So Ryung    RepRepresentative  3-Jul-2008  13-Mar-2009
RepRepresentative  25-Mar-2009  27-Jun-2009
130 Lee, Sui Yi    RepRepresentative  10-May-2010  24-May-2012
131 Leung, Chi Wai (SFC:AQV068)    RepRepresentative  13-Oct-2008  3-Jan-2013
132 Leung, Ka Lee    RepRepresentative  13-Jun-2011  17-Dec-2011
133 Leung, Ming Wai    RepRepresentative  17-Mar-2008  14-May-2008
134 Li, Raymond Man Fai    RepRepresentative  25-May-2006  14-Jun-2011
135 Li, Yi Sum    RepRepresentative  3-May-2011  
136 Lim, Se Jeong    RepRepresentative  17-Mar-2008  30-May-2008
137 Lin, Shuk Yee    RepRepresentative  13-Oct-2008  27-Feb-2010
138 Ling, Colin Celan    RepRepresentative  29-Sep-2010  
139 Liu, Bing (SFC:APJ200)    RepRepresentative  13-Oct-2008  6-Oct-2012
140 Liu, Shuo    RepRepresentative  5-Jul-2010  1-Mar-2011
141 Liu, Si    RepRepresentative  12-Jul-2010  1-Feb-2011
142 Lloyd Jones, Adam Copland    RepRepresentative  18-Mar-2008  22-Aug-2008
143 Louisgrand, Richard Frederic Baptiste    RepRepresentative  27-Nov-2008  1-Apr-2011
144 Lucas, Timothy David    Resp OffResponsible Officer  8-Feb-2006  15-Jan-2010
145 Luk, Stephen Yan    RepRepresentative  13-Oct-2008  
146 Lum, Eugene Kwok Kay    RepRepresentative  25-Jul-2008  6-Sep-2011
147 Luo, Haiyan    RepRepresentative  13-Oct-2008  
148 Ma, Jennifer Yue Yee    RepRepresentative  3-Oct-2005  3-Jan-2006
149 MacDonald, James Taroh    RepRepresentative  13-Oct-2008  18-May-2010
150 Mah, Serene    RepRepresentative  22-Jan-2010  
151 Mak, Bruno Shu Kuen    RepRepresentative    5-Aug-2003
RepRepresentative  25-Oct-2005  17-Apr-2008
152 Man, Kam Chiu    RepRepresentative  15-May-2008  23-May-2011
153 Marinkovic, Ivan    RepRepresentative  4-Mar-2013  
154 Matwejev, Gregory    RepRepresentative  13-Oct-2008  
155 McNulty, Matthew Draine    RepRepresentative  24-Apr-2012  31-May-2012
156 Melka, Alexandre Sebastien    RepRepresentative  15-Apr-2013  
157 Miller, Ryan James    RepRepresentative  4-Sep-2008  2-Mar-2011
158 Million, David Brian    RepRepresentative  13-Jan-2011  
159 Mok, Betty Pui Mun    RepRepresentative  17-Sep-2008  16-Jun-2009
160 Moudoute Eboumbou, Frantz    RepRepresentative  1-Jun-2012  11-Dec-2012
161 Muir, Rhett Stephen    RepRepresentative  13-Oct-2008  
162 Murata, Masafumi    RepRepresentative  20-Oct-2011  20-Nov-2011
163 Ng, Anthony Wai Leung    RepRepresentative  29-Sep-2008  14-Dec-2009
164 Ng, Chak Ming    RepRepresentative    28-Oct-2003
165 Ng, Cheuk Yung    RepRepresentative  26-Apr-2011  10-Nov-2011
166 Ng, Wai Kwong (SFC:ADJ383)    RepRepresentative  15-May-2008  23-May-2011
167 Ngai, Alice Kit Ying    RepRepresentative  9-Jul-2008  18-May-2010
168 Ngai, Man Fai    RepRepresentative  19-May-2006  8-Nov-2007
169 Nguyen, Raphael Jacques Tan Hoa    RepRepresentative  13-Oct-2008  30-Nov-2010
170 Nicot, Cynthia    RepRepresentative  11-Dec-2008  30-Oct-2009
171 Oliver, James Campbell    RepRepresentative  26-Nov-2008  2-Mar-2011
RepRepresentative  23-Nov-2012  
172 Owen, Dean Ashley    Resp OffResponsible Officer  10-Jun-2005  6-Aug-2010
RepRepresentative  6-Aug-2010  1-Dec-2012
173 Pan, Tsi Wan    RepRepresentative  24-Aug-2012  
174 Pang, Nelson King Sau    RepRepresentative  13-Oct-2008  1-Nov-2011
175 Pang, Rebekah Madeline    RepRepresentative  22-Feb-2013  
176 Pere, Jerome Jacques    RepRepresentative  25-Jul-2008  5-Mar-2009
177 Petit-Jean, Christian Guillaume    RepRepresentative  29-Jan-2010  26-Nov-2011
178 Petri, Pascal Serge Jean    RepRepresentative  15-Feb-2011  7-Oct-2011
179 Pettitt, Stephen Mark    RepRepresentative  19-May-2010  6-Jun-2010
RepRepresentative  14-Nov-2011  30-Nov-2011
180 Phelps, Jacob Thomas    RepRepresentative  7-May-2010  
181 Price, Christopher Andrew John    Resp OffResponsible Officer  10-Jun-2005  15-Aug-2006
182 Pun, Yu San    RepRepresentative  3-Sep-2012  
183 Qiu, Xiaowen    RepRepresentative  14-Jun-2010  17-Sep-2011
184 Ragnacci, David Emile Joseph    RepRepresentative  5-May-2003  2-Jul-2003
185 Ronflet, Gwenael Jean-Yves    RepRepresentative    11-Apr-2003
186 Rousseau, Pierre Charles Gislain    Resp OffResponsible Officer    30-Jul-2005
187 Roux-Chabert, Guillaume Jean Charles Marc    RepRepresentative  13-Sep-2005  20-May-2010
188 Roy, Karine    RepRepresentative  2-Jul-2009  28-Apr-2010
189 Roy, Pierre    RepRepresentative    23-Jun-2003
190 Sabandith, Soulath    RepRepresentative  18-Mar-2011  17-Jun-2011
191 Sakamoto, Akira    RepRepresentative  29-Mar-2006  4-Dec-2008
192 Sato, Hideki    RepRepresentative  26-Aug-2009  26-Aug-2009
193 Saubestre, Paul Frederic Henri    Resp OffResponsible Officer    15-Jan-2005
194 Savino, Ronald Joseph    Resp OffResponsible Officer  15-Nov-2011  
195 Sclater, Alastair James    RepRepresentative  30-Jun-2011  4-Apr-2013
196 Sebti, Karim    RepRepresentative  13-Nov-2008  30-Jun-2010
197 Shahrokhi Sadr, Ali Reza    RepRepresentative  29-Jul-2010  29-Nov-2011
198 Shi, Chenghu    RepRepresentative  30-Nov-2006  7-Jun-2007
RepRepresentative  14-Jul-2008  22-Jun-2012
199 Shi, Yun-Fu    RepRepresentative  27-May-2009  27-Aug-2009
200 Shiu, Kam Man    RepRepresentative  13-Jun-2003  7-Jun-2005
201 Simpson, Robert Paul    RepRepresentative  18-Mar-2011  17-Jun-2011
202 Sit, Kenneth Kwan Ho    RepRepresentative  31-Dec-2012  
203 So, Ferdinand    RepRepresentative    28-Oct-2003
204 So, Nelson Shing Hing    RepRepresentative  15-May-2008  23-May-2011
205 Soh, Jinlong    RepRepresentative  13-Oct-2008  18-May-2010
206 Spannaus, Benjamin Jeremy    RepRepresentative  13-Jul-2011  12-Oct-2011
RepRepresentative  4-Nov-2011  4-Feb-2012
RepRepresentative  7-Feb-2012  
207 Spencer, Hugh Frederick Decatur    RepRepresentative  22-Feb-2011  23-Aug-2011
208 Stephens, John David    RepRepresentative  5-Oct-2009  23-Dec-2011
209 Takada, Jun    RepRepresentative  22-Mar-2011  21-Jun-2011
210 Tam, Sin Kwan    RepRepresentative  12-Mar-2010  11-Dec-2010
211 Tan, Siew Hoon    RepRepresentative  18-Nov-2009  6-Aug-2011
212 Tang, Annie On Yee    RepRepresentative  5-Nov-2009  21-May-2010
213 Tang, Vincent Wing Shun    RepRepresentative  13-Oct-2008  
214 Taylor, James Stuart    RepRepresentative  13-Oct-2008  30-Apr-2010
RepRepresentative  17-Jun-2010  
215 Tsang, Annette Lai Nga    RepRepresentative  6-Oct-2011  
216 Turcotte Iii, Vincent Joseph    RepRepresentative  5-Aug-2005  20-Oct-2005
Resp OffResponsible Officer  20-Oct-2005  31-Jan-2011
217 Valdisolo, Mattia    RepRepresentative  5-Jul-2010  14-Jan-2011
218 Wan, Peter    RepRepresentative  13-Jan-2011  30-Aug-2011
219 White, Toby Felix Peter Harvey    RepRepresentative  5-Oct-2010  
220 Wildman, Christopher James    RepRepresentative  17-Mar-2008  21-Aug-2008
221 Wildman, Richard John    RepRepresentative  17-Mar-2008  21-Aug-2008
222 Winter, Jens Owe    Resp OffResponsible Officer  2-Aug-2010  1-Jun-2011
223 Wong, Avy Yin Ching    RepRepresentative  10-Aug-2010  25-Sep-2012
224 Wong, Hok Man    RepRepresentative  9-Jun-2011  25-Sep-2012
225 Wong, Stanley Car-Lai    RepRepresentative  5-Jul-2011  1-Oct-2011
226 Woo, Chester Yick Chung    RepRepresentative  13-Oct-2008  
227 Yam, Wai Tak    RepRepresentative  17-Mar-2008  31-Dec-2011
228 Yeo, Daniel Seng Cheng    RepRepresentative  26-Sep-2006  5-Dec-2009
229 Yeung, Rosanna Chi Wai    RepRepresentative  25-Oct-2005  30-Apr-2010
230 Yi, Kang Woo    RepRepresentative  17-Mar-2008  8-Jul-2008
231 Yip, Chi Wing    RepRepresentative  22-Jan-2010  24-Jul-2010
232 Yip, Chor Wai    RepRepresentative  15-Oct-2008  19-Mar-2010
233 Young, James Jung-Kyong    RepRepresentative    28-Oct-2003
234 Yu, Hon Cheung    RepRepresentative  6-Jun-2008  17-Dec-2009
235 Yu, Nga Shan    RepRepresentative  18-Aug-2011  29-Sep-2012
236 Yuen, Pak Cheung    RepRepresentative  17-Mar-2008  24-Apr-2010
237 Zannino, Francesco    RepRepresentative  13-Oct-2008  
238 Zeng, Ailing    RepRepresentative  18-May-2009  22-Jan-2011
RepRepresentative  28-Oct-2011  
239 Zhao, Luming    RepRepresentative  13-Oct-2005  23-Jan-2006

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