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THORNTON GLOBAL WEALTH MANAGEMENT LIMITED
豐盛環球理財有限公司




SFC licensees

Name Age in
2013
Position From Until
1 Chan, Ching Hung    RepRepresentative  30-Apr-2008  30-Sep-2010
2 Chan, Christine    RepRepresentative  6-Jul-2004  30-Sep-2010
3 Chan, Gloria Oi Yan    RepRepresentative  5-Dec-2003  5-May-2006
4 Chan, Kai Chun (SFC:AMU535)    RepRepresentative  10-Jan-2007  8-Apr-2009
5 Chan, Karen Wai Yi    RepRepresentative  4-Jul-2007  30-Sep-2010
6 Chan, King Chu    RepRepresentative  4-May-2009  18-May-2010
7 Chan, King Yuet    RepRepresentative  1-Oct-2006  15-Oct-2007
8 Chan, Liza Suk Fan    RepRepresentative  14-Jul-2004  31-Dec-2004
9 Chan, Long Ting    RepRepresentative  16-Jul-2004  16-Jun-2005
Resp OffResponsible Officer  16-Jun-2005  1-Dec-2005
10 Chan, Manson Man Shun    RepRepresentative  5-Jan-2004  30-Sep-2010
11 Chan, Simon Kam Wah    RepRepresentative  24-Mar-2004  30-Jul-2004
12 Chan, Tsz Kam    RepRepresentative  26-Jul-2007  31-May-2009
13 Chen, Pey-Yun    RepRepresentative  7-Jun-2007  31-Mar-2009
14 Chen, Zhibin    RepRepresentative  10-Sep-2007  3-Nov-2008
15 Cheng, Man Ting    RepRepresentative  26-Jun-2006  28-Jan-2008
16 Cheng, Mimi Ka Wai    RepRepresentative  31-Aug-2006  20-Feb-2008
17 Cheung, Laurence Yan Wing    RepRepresentative  8-Aug-2006  2-Nov-2006
RepRepresentative  23-Apr-2008  30-Sep-2010
18 Cheung, Perry Ka Chi    RepRepresentative  10-Mar-2004  1-Aug-2005
RepRepresentative  19-Apr-2007  30-Sep-2010
19 Chim, Jovin Chai Shan    Resp OffResponsible Officer  24-Sep-2003  30-Sep-2010
20 Chiu, Chi Yu Jessie    RepRepresentative  27-Feb-2007  31-Aug-2009
21 Chong, Christine Man    RepRepresentative  2-Apr-2004  28-Mar-2006
22 Chow, Fung Yi    RepRepresentative  27-Mar-2006  23-Oct-2006
23 Chow, Sandy Li Chen    RepRepresentative  15-Oct-2004  1-Sep-2010
24 Chung, Danny Wai Kei    RepRepresentative  20-Jan-2006  6-Aug-2007
25 Chung, Thomas Pui Kee    RepRepresentative  5-Mar-2004  2-Nov-2006
RepRepresentative  19-Aug-2008  30-Sep-2010
26 Fung, Yat Sin    RepRepresentative  12-Jul-2006  28-Mar-2008
27 Guerillot, Benoit Gilles    RepRepresentative  12-Jul-2006  18-Aug-2006
28 Ho, Michelle Mei Yin    RepRepresentative  9-May-2005  30-Sep-2010
29 Ho, Siu Ming    RepRepresentative  8-Nov-2004  3-Mar-2005
30 Hong, Stella Kit Yin    RepRepresentative  3-Apr-2009  1-Oct-2009
31 Huang, Chiou-Ling    RepRepresentative  21-Apr-2008  7-Sep-2010
32 Huang, Mao-Lin    RepRepresentative  12-Jun-2008  7-Sep-2010
33 Huang, Team Yan Qiao    RepRepresentative  23-Mar-2007  3-Jun-2008
34 Hung, Ka Wai (SFC:AMH129)    RepRepresentative  7-Sep-2005  15-Oct-2007
35 Ip, Siu Min    RepRepresentative  18-Aug-2004  3-Feb-2005
36 Keung, Kam Yin    RepRepresentative  12-Jan-2005  3-Mar-2005
37 Kum, Mang Lun    RepRepresentative  21-Feb-2007  30-Sep-2010
38 Kung, Silver Chi Kang   41 RepRepresentative  20-Mar-2006  17-Sep-2007
39 Kwok, Andy Yiu Wai    Resp OffResponsible Officer  10-Jun-2004  29-Jan-2005
40 Lai, Christopher Chi Hung    RepRepresentative  30-Dec-2003  27-Apr-2004
41 Lai, Pui Sze (SFC:AOB004)    RepRepresentative  29-Nov-2006  10-Jul-2009
42 Lam, Ang    RepRepresentative  2-Apr-2004  3-Jun-2004
43 Lam, Po Hang    RepRepresentative  9-Mar-2007  30-Sep-2010
44 Lam, Wing Fai (SFC:AJB399)    RepRepresentative  6-Jul-2004  9-Oct-2009
45 Lam, Yee Ting (SFC:AJB212)    RepRepresentative  6-Jul-2004  28-Mar-2006
46 Lam, Yin Kuen    RepRepresentative  30-Dec-2005  7-Sep-2007
47 Lau, Chi Chung    RepRepresentative  8-Jun-2006  1-Jul-2007
48 Lau, Ue    RepRepresentative  12-Nov-2007  27-Nov-2008
49 Lau, Yin Tak    RepRepresentative  8-Jun-2006  1-Jul-2007
50 Law, Derek Hon Kit    RepRepresentative  19-Nov-2004  18-Nov-2005
51 Lee, King Keung (SFC:AAJ559)    Resp OffResponsible Officer  24-Sep-2003  14-May-2007
52 Lee, Man Ho    RepRepresentative  3-Jan-2006  30-Sep-2010
53 Lee, Raymond Shu Kwan    Resp OffResponsible Officer  18-May-2005  30-Sep-2010
54 Leung, Chun Chiu    RepRepresentative  29-Nov-2006  19-Oct-2009
55 Leung, Hung Kai    RepRepresentative  23-Feb-2009  30-Sep-2010
56 Leung, Iris Pui Yee    RepRepresentative  18-Aug-2004  18-Apr-2010
57 Leung, Wai Kei (SFC:AFP738)    RepRepresentative  20-Jul-2004  2-Nov-2006
58 Leung, Yuet Wah (SFC:ADI163)    RepRepresentative  3-Nov-2003  30-Sep-2010
59 Li, Benjamin Ping Hei    RepRepresentative  19-Feb-2004  30-Jul-2004
60 Li, Wen Tao    RepRepresentative  29-Nov-2005  30-Jun-2007
61 Li, Wing See    RepRepresentative  8-Jun-2006  1-Jul-2007
62 Liao, Fong-Yi    RepRepresentative  22-Jul-2008  31-Mar-2009
63 Lin, Chiao-Chen    RepRepresentative  3-Nov-2008  7-Sep-2010
64 Lin, Shih-Chi    RepRepresentative  7-May-2008  7-Sep-2010
65 Liu, Amelia    RepRepresentative  4-Jul-2007  30-Sep-2010
66 Liu, Monita Lay Yuk    RepRepresentative  2-Apr-2004  14-Mar-2007
Resp OffResponsible Officer  14-Mar-2007  14-Sep-2007
RepRepresentative  15-Nov-2007  13-Feb-2009
Resp OffResponsible Officer  13-Feb-2009  30-Sep-2010
67 Lo, Lok Chi    RepRepresentative  20-Aug-2009  21-Oct-2009
68 Lo, Sondy Yun Wai    RepRepresentative  9-May-2005  1-Aug-2005
RepRepresentative  19-Apr-2007  30-Sep-2010
69 Lo, Yim Fong    RepRepresentative  14-May-2007  16-Feb-2009
70 Lowe, Eric Carrera   48 RepRepresentative  11-Aug-2005  19-Jun-2006
71 Lui, Edward Kin Yeung    RepRepresentative  18-Feb-2008  27-Feb-2008
72 Luk, Wai Kee    RepRepresentative  28-Aug-2004  3-Feb-2005
73 Ng, Christina Yun Ling    RepRepresentative  6-Jul-2004  25-Nov-2004
RepRepresentative  6-Sep-2005  30-Sep-2010
74 Ng, Kingsley Kwan Tai    RepRepresentative  11-Nov-2004  10-Jul-2009
75 Ng, Raymond Ying Wang    RepRepresentative  2-Jul-2004  25-Aug-2006
76 Ng, William Wai Tin    RepRepresentative  16-Nov-2005  25-Jul-2007
Resp OffResponsible Officer  25-Jul-2007  10-Jul-2009
77 Opio, Ruth Yuanping    RepRepresentative  24-Oct-2007  16-Dec-2009
78 Pang Lung, Ka Tung    RepRepresentative  25-Oct-2005  21-Jul-2009
79 Pang, Man Yiu (SFC:ADA640)    RepRepresentative  16-Apr-2004  3-Jun-2004
80 Poon, Chun Kit (SFC:AEB060)    RepRepresentative  16-Sep-2005  4-Jul-2006
81 Shum, Daisy Ching Yi    RepRepresentative  12-Aug-2008  28-Apr-2009
82 Sin, Wai Hung    RepRepresentative  10-Feb-2006  28-Feb-2006
83 Siu, Queenie Tsi Ki    RepRepresentative  21-Feb-2005  5-Jul-2007
84 So, Kwan Yiu    RepRepresentative  25-Jul-2006  4-May-2007
85 Sze, Yeuk Wan    RepRepresentative  3-Feb-2006  14-Aug-2009
86 Tam, Chi Kit    RepRepresentative  8-Jun-2006  1-Jul-2007
87 Tam, Sze Lok    RepRepresentative  13-Jun-2006  27-Sep-2006
88 Tang, Wai Hung (SFC:ALH869)    RepRepresentative  6-Dec-2004  24-Aug-2005
RepRepresentative  13-Nov-2006  30-Sep-2010
89 Tong, Jenny    RepRepresentative  21-Apr-2006  18-May-2007
90 Tsai, Yu-Yuan    RepRepresentative  31-Jul-2008  19-Aug-2010
91 Tse, Edwin Cheuk Hei    RepRepresentative  10-Dec-2004  3-Mar-2005
92 Tse, Yuen Fun    RepRepresentative  10-Mar-2004  1-Aug-2005
RepRepresentative  19-Apr-2007  30-Sep-2010
93 Tsui, Sau Chung    RepRepresentative  30-Mar-2007  18-Feb-2008
RepRepresentative  16-Jul-2008  26-Aug-2008
Resp OffResponsible Officer  26-Aug-2008  30-Sep-2010
94 Wan, Susan Siu Mui    RepRepresentative  21-Sep-2005  23-May-2007
95 Wong, Choi Chu    RepRepresentative  8-Jun-2006  1-Jul-2007
96 Wong, Hung Wai    RepRepresentative  3-Feb-2006  5-Jul-2007
97 Wong, Lai Mei (SFC:AHQ266)    RepRepresentative  17-Oct-2005  10-May-2007
Resp OffResponsible Officer  10-May-2007  15-Jun-2009
RepRepresentative  23-Nov-2009  30-Sep-2010
98 Wong, Lai Yin (SFC:ALW314)    RepRepresentative  8-Jun-2006  1-Jul-2007
99 Wong, Lee Chun    RepRepresentative  4-Nov-2005  25-Aug-2006
100 Wong, Pak Kei (SFC:AJS500)    RepRepresentative  21-Apr-2004  31-Dec-2004
101 Wong, Tsz Ching (SFC:ATC255)    RepRepresentative  29-Jun-2009  27-May-2010
102 Wong, William Shui Lun    RepRepresentative  8-Oct-2004  5-Dec-2006
103 Wu, Jia Hua    RepRepresentative  22-Mar-2005  29-Dec-2006
104 Yan, Vanessa Shuk Ching    RepRepresentative  9-Dec-2004  29-May-2007
105 Yee, Ping Wai    RepRepresentative  25-Jul-2006  31-May-2009
106 Yeh, Sheng-Chung    RepRepresentative  17-Nov-2008  7-Sep-2010
107 Yip, Henry Tak Shun    RepRepresentative  16-Aug-2005  30-Sep-2010
108 Yip, Lisa Kwan Ying    RepRepresentative  9-Nov-2006  30-Nov-2007
109 Yip, Vicky King Lun    RepRepresentative  21-Feb-2005  11-Jun-2007
110 Young Chau, Manuel    RepRepresentative  15-Sep-2004  8-Oct-2007
RepRepresentative  28-Nov-2007  30-Sep-2010
111 Yu, Chi Kin    RepRepresentative  10-Jan-2006  30-Sep-2010
112 Yu, Cindy Wai Fong    RepRepresentative  29-Mar-2006  23-Oct-2006
113 Yu, Garrick Wai Kay    RepRepresentative  26-Jun-2006  26-Dec-2006
114 Yung, Maggie May Yee    RepRepresentative  3-Oct-2006  23-Nov-2007

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