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NORTHERN TRUST COMPANY OF HONG KONG LIMITED (THE)
北美信託香港有限公司




SFC licensees

Name Age in
2013
Position From Until
1 Yuen, Pui Lan    RepRepresentative  28-Jul-2010  29-Apr-2011
2 Young, Kelly-Ann Louise    RepRepresentative  30-Jun-2006  25-Apr-2007
3 Yeung, Doris Yuen Kei    RepRepresentative  15-Mar-2005  14-Jul-2005
4 Yau, Ken Chung Kin    RepRepresentative  12-Apr-2006  28-Dec-2006
5 Yamada, Akiko    RepRepresentative  5-Apr-2013  
6 Wong, Manfred Man Chun    RepRepresentative  22-Feb-2012  
7 Weaver, Jacob Carl    RepRepresentative  17-Sep-2009  
8 Watson, Stephen David    RepRepresentative  13-Jun-2006  27-Mar-2009
9 Vigsnes Jr, Richard Allan    Resp OffResponsible Officer  2-Nov-2011  
10 Tung, Tsit Shan    RepRepresentative  28-Nov-2011  11-Sep-2012
Resp OffResponsible Officer  11-Sep-2012  
11 Tsui, Jintz Wai Ying    RepRepresentative    7-Sep-2007
12 Trapp, George Bentley    Resp OffResponsible Officer  14-Aug-2008  31-Jul-2009
13 Toussaint, Jason Robert    RepRepresentative  10-Oct-2007  27-Mar-2009
14 Ting, Fifi    RepRepresentative  10-Dec-2009  10-Jun-2011
15 Timpany, David Allan    Resp OffResponsible Officer    31-Jan-2005
16 Tenuta, Joseph Anthony    RepRepresentative  1-Jun-2011  1-Jul-2011
RepRepresentative  19-Sep-2011  30-Sep-2011
17 Tee, Tsun Chiek    Resp OffResponsible Officer  19-Mar-2004  1-Dec-2004
18 Stemme, Kenneth Wayne    RepRepresentative  19-Dec-2005  19-Apr-2007
19 Siu, Warren    RepRepresentative  4-Mar-2008  11-Jul-2008
20 Singh, Rohan Rajiv    RepRepresentative  2-Mar-2009  7-Nov-2011
21 Shen, Blake C    RepRepresentative  13-Dec-2011  
22 Runquist, Lori Rae    RepRepresentative  17-Oct-2006  11-Aug-2010
23 Pottinger, Simon George Alston    RepRepresentative  16-May-2011  1-Jun-2011
24 Pereira Rebelo, Bertelino    RepRepresentative  10-Oct-2005  18-Nov-2007
RepRepresentative  26-Nov-2008  7-Jan-2013
Resp OffResponsible Officer  7-Jan-2013  
25 Pasieka, Gregory Robert    RepRepresentative  4-Oct-2012  
26 Nizami, Zubair    RepRepresentative  27-Feb-2006  9-Mar-2011
27 Motoda, Chieko    RepRepresentative  30-Apr-2012  5-Apr-2013
28 Morgan, Robert Paul    RepRepresentative  26-Jul-2007  
29 Miller, Justin Daniel    RepRepresentative  9-May-2007  
30 McDonald, James Duncan    RepRepresentative  15-Sep-2009  
31 McCarthy, Barry    RepRepresentative  3-Oct-2011  
32 Matturri Jr, Alexander James    RepRepresentative  12-Oct-2005  21-Nov-2006
33 Man, Kit Ping Bibianna    RepRepresentative  19-Jul-2005  15-Aug-2007
34 Mak, Kam Hoong    RepRepresentative  19-Oct-2012  
35 Mak, Jacqueline Wai Man    RepRepresentative  14-Jan-2008  9-Sep-2011
36 Maeda, Tomoko    RepRepresentative  23-Apr-2012  
37 Lui, Susan Sau Sheung    RepRepresentative  31-Oct-2007  28-Jun-2008
38 Lo, Robin Bun    RepRepresentative  3-Feb-2006  31-Aug-2007
39 Lo, Elmen Ka Bik    RepRepresentative  8-Nov-2012  
40 Lew, Dianna Hui Huang    RepRepresentative  4-Oct-2006  20-Apr-2007
41 Leung, Tsui Ying    RepRepresentative  4-Oct-2006  
42 Leung, Shuk Kwan    RepRepresentative  25-Jan-2006  7-Sep-2007
43 Leung, Kwok Ming    RepRepresentative  2-Jun-2003  27-Feb-2007
Resp OffResponsible Officer  27-Feb-2007  18-Jul-2008
44 Lee, Katherine Kar Pui    RepRepresentative  19-Jul-2005  
45 Lee, Ambrose Yin Ting    RepRepresentative  17-Jun-2009  
46 Law, Margaret Man Nei    RepRepresentative  7-Mar-2011  
47 Lau, Samuel Cheuk Hang    RepRepresentative  30-Jul-2003  11-Dec-2006
48 Lam, Ka Wai (SFC:AIJ824)    RepRepresentative  7-Apr-2008  19-Nov-2010
49 Kwan, Mei Mei    RepRepresentative  31-Oct-2007  25-Mar-2010
RepRepresentative  8-Jun-2011  5-Aug-2011
50 Kratz, Bo Rolf Anders    RepRepresentative  29-Nov-2012  28-Feb-2013
Resp OffResponsible Officer  28-Feb-2013  
51 Kawai, Mikiko    RepRepresentative  16-May-2011  9-Apr-2012
52 Hutchinson, Simon Andrew    RepRepresentative  15-Sep-2009  
53 Hodgson, Lesley Elaine    RepRepresentative  22-Feb-2006  15-Feb-2007
Resp OffResponsible Officer  15-Feb-2007  13-Feb-2009
RepRepresentative  13-Feb-2009  30-Apr-2009
54 Ho, Yee Ki    RepRepresentative  18-Aug-2010  
55 Ho, Ada Siu Yung    RepRepresentative  31-Aug-2005  6-Nov-2009
56 Hardy, Kevin Shane Lee    RepRepresentative  27-Oct-2008  29-Jan-2009
Resp OffResponsible Officer  29-Jan-2009  28-Sep-2012
57 Gayer, Madhu Kanth    Resp OffResponsible Officer  4-Dec-2009  21-Sep-2012
58 Fonseka, Janaki Marina    RepRepresentative  7-Jul-2005  30-Apr-2008
59 Farquhar, Yumi    Resp OffResponsible Officer    31-Oct-2011
60 Fannin, Dane Gower    RepRepresentative  3-Mar-2008  26-Sep-2012
Resp OffResponsible Officer  26-Sep-2012  
61 Fahlin, Anders Jimmy    RepRepresentative  26-Mar-2012  
62 Eng, Bun Sieng    RepRepresentative  10-Oct-2011  
63 Earnshaw, Charles Anthony    RepRepresentative  3-Oct-2005  18-Sep-2007
64 Dymond, Nicholas James    RepRepresentative  10-Sep-2010  
65 Dwyer, Patrick Edward    RepRepresentative  28-Feb-2011  5-Sep-2011
Resp OffResponsible Officer  5-Sep-2011  31-Mar-2012
66 Duvall, Margret Eva    RepRepresentative  9-Mar-2011  
67 Dowds, Stephen    RepRepresentative  13-Jun-2006  27-Mar-2009
68 Daswani, Sunil Prem    Resp OffResponsible Officer  19-Mar-2005  6-Oct-2008
RepRepresentative  6-Oct-2008  
69 Clayton, Andrew Robert    RepRepresentative  29-Jun-2006  
70 Chuah, Keng Hin    RepRepresentative  28-Oct-2011  15-Feb-2012
Resp OffResponsible Officer  15-Feb-2012  
71 Chow, Man    RepRepresentative  8-Feb-2012  
72 Chow, Chi Man    RepRepresentative  3-Mar-2008  6-May-2011
73 Chiang, Philip Fuk Yip    RepRepresentative  3-Oct-2008  29-Jul-2011
74 Cheung, Meng Chu    RepRepresentative    23-Nov-2004
75 Cheung, Hei    RepRepresentative  11-May-2010  21-Sep-2010
76 Cheng, Xing    RepRepresentative  29-Jan-2009  
77 Chark, Alexis Chi Wing    RepRepresentative    25-Oct-2006
78 Chan, Margaret Hiu Fung    RepRepresentative  31-Oct-2007  27-May-2011
79 Chai, Pamela Pui Pui    RepRepresentative    18-Apr-2007
80 Browne, Robert Patrick    RepRepresentative  2-Jul-2009  
81 Bowers, Wayne George    Resp OffResponsible Officer  12-Sep-2012  
82 Blackwell, Bradley Joseph    RepRepresentative  27-Feb-2013  
83 Benzmiller, Thomas Robert    Resp OffResponsible Officer  27-Apr-2005  6-Oct-2008
RepRepresentative  6-Oct-2008  
84 Bentsen, Richard Boldt    Resp OffResponsible Officer    20-Jun-2003
85 Bateman, James Nicholas    RepRepresentative  10-Mar-2008  25-Mar-2009
86 Bassous, Shlomo    RepRepresentative  24-Oct-2011  
87 Au, Lawrence Kin Wah    Resp OffResponsible Officer    25-Mar-2010
88 Annakin, Craig Stewart    Resp OffResponsible Officer  2-Nov-2011  
89 Adams Jr, Bradford Simonds    RepRepresentative  26-Apr-2010  24-Feb-2012

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