Neuberger Berman Asia Limited
SFC licensees
|
Name |
Age in
2013 |
Position |
From |
Until |
| 1 |
Bao, Hui Ying |
|
RepRepresentative |
11-Nov-2011 |
|
| 2 |
Bloomfield, David John |
|
RepRepresentative |
21-Jan-2013 |
|
| 3 |
Chong, Sue Ching |
|
RepRepresentative |
23-Apr-2008 |
|
| 4 |
Chow, Tak Yen |
|
RepRepresentative |
23-Dec-2008 |
12-Aug-2011 |
| 5 |
Chung, Tak Wai (SFC:AMM043) |
|
RepRepresentative |
18-Dec-2008 |
2-Feb-2009 |
| 6 |
Du, Yanyi |
|
RepRepresentative |
24-Sep-2012 |
|
| 7 |
Dutray, Benjamin Guillaume Marie |
|
RepRepresentative |
23-Apr-2008 |
16-Jun-2008 |
| 8 |
Edwards, Antony James |
|
RepRepresentative |
13-Oct-2009 |
1-Dec-2009 |
|
|
|
Resp OffResponsible Officer |
1-Dec-2009 |
30-May-2011 |
| 9 |
Gan, Ying |
|
RepRepresentative |
19-Oct-2011 |
|
| 10 |
Gao, Xinyu |
|
RepRepresentative |
3-Feb-2012 |
|
| 11 |
Gunns, Christopher Michael Adrian |
|
RepRepresentative |
17-Feb-2010 |
24-Jun-2011 |
| 12 |
Hao, Lei (SFC:ANX528) |
|
RepRepresentative |
18-Dec-2008 |
30-Jun-2009 |
| 13 |
Henchman, Jason Christopher D. |
|
Resp OffResponsible Officer |
31-May-2010 |
|
| 14 |
Ho, Dominic Pui Fung |
|
RepRepresentative |
19-May-2011 |
11-Jul-2011 |
| 15 |
Hoar, Nicholas John Francis |
|
RepRepresentative |
25-Aug-2011 |
25-Nov-2011 |
|
|
|
RepRepresentative |
28-Nov-2011 |
21-Mar-2012 |
|
|
|
Resp OffResponsible Officer |
21-Mar-2012 |
|
| 16 |
Holzherr, Thomas Markus |
|
RepRepresentative |
1-Jun-2012 |
|
| 17 |
Ingham, Fredrick Roy |
|
RepRepresentative |
23-Apr-2008 |
23-Mar-2012 |
| 18 |
Jiang, Bo (SFC:AWD081) |
|
RepRepresentative |
7-May-2012 |
|
| 19 |
Ke, Wei |
|
RepRepresentative |
9-Jan-2013 |
|
| 20 |
Kwan, Herbert Wing Fung |
|
RepRepresentative |
18-Dec-2008 |
10-Mar-2009 |
| 21 |
Kwok, Roy Shun Keung |
|
RepRepresentative |
23-Apr-2008 |
24-Oct-2008 |
| 22 |
Lau, Wing Chung |
|
RepRepresentative |
23-Apr-2008 |
14-Mar-2011 |
| 23 |
Leung, Helen (SFC:AOP097) |
|
RepRepresentative |
23-Apr-2008 |
31-Mar-2009 |
|
|
|
Resp OffResponsible Officer |
31-Mar-2009 |
31-May-2010 |
| 24 |
Li, Cherry Sin King |
|
RepRepresentative |
23-Apr-2008 |
8-Jul-2008 |
| 25 |
Li, Sixuan |
|
RepRepresentative |
18-Dec-2008 |
26-May-2009 |
| 26 |
Lloyd, Jonathan Ceri |
|
RepRepresentative |
23-Apr-2010 |
4-Jun-2010 |
| 27 |
Louie, Wai Ying |
|
RepRepresentative |
21-Jul-2008 |
1-Sep-2012 |
| 28 |
Ma, Chrisie Wai Sze |
|
RepRepresentative |
30-Sep-2009 |
10-Jun-2011 |
| 29 |
Manning, Christopher Reid |
|
Resp OffResponsible Officer |
13-Mar-2008 |
31-Mar-2009 |
| 30 |
McGrath, Danielle Marie |
|
RepRepresentative |
7-Dec-2011 |
|
| 31 |
Nackenson, Richard Sol |
|
RepRepresentative |
10-May-2013 |
|
| 32 |
Nova, Ria Therese |
|
RepRepresentative |
23-Apr-2008 |
29-Aug-2011 |
|
|
|
Resp OffResponsible Officer |
29-Aug-2011 |
|
| 33 |
O'Halloran, Paul Desmond |
|
RepRepresentative |
13-Jul-2009 |
17-Aug-2010 |
| 34 |
Okita, Bradley |
|
Resp OffResponsible Officer |
13-Mar-2008 |
22-Jan-2010 |
|
|
|
RepRepresentative |
11-Mar-2013 |
|
| 35 |
Pan, Calliea |
|
RepRepresentative |
21-Mar-2011 |
|
| 36 |
Pang, Maggie Man Yee |
|
RepRepresentative |
6-May-2013 |
|
| 37 |
Santilli, Filippo |
|
RepRepresentative |
23-Apr-2008 |
24-Oct-2008 |
| 38 |
Schrage, Rebecca Mak Karen |
|
RepRepresentative |
1-Feb-2012 |
|
| 39 |
Serocold, Mark Joseph Pearce |
|
RepRepresentative |
2-May-2012 |
|
| 40 |
Tang, Lihui |
|
RepRepresentative |
23-Apr-2008 |
|
| 41 |
Vishnevskaja, Elizabeth |
|
RepRepresentative |
23-Apr-2008 |
10-Mar-2009 |
| 42 |
Wang, Nan (SFC:ATY806) |
|
RepRepresentative |
21-Oct-2009 |
|
| 43 |
Watkins, Junjie |
|
RepRepresentative |
27-Mar-2008 |
|
| 44 |
Weng, Youyi |
|
RepRepresentative |
7-Sep-2010 |
|
| 45 |
Williams, Douglas Brock |
|
RepRepresentative |
25-Nov-2008 |
|
| 46 |
Wong, Camilla Kit Sum |
|
RepRepresentative |
12-Apr-2011 |
19-Sep-2011 |
| 47 |
Wong, Johnny Yat Hong |
|
RepRepresentative |
28-Feb-2012 |
3-Sep-2012 |
|
|
|
RepRepresentative |
25-Oct-2012 |
|
| 48 |
Yao, Yulin |
|
RepRepresentative |
23-Apr-2008 |
18-May-2009 |
|
|
|
Resp OffResponsible Officer |
18-May-2009 |
|
| 49 |
Yu, Adrianne Jia Yan |
|
RepRepresentative |
25-Jul-2011 |
|
|
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