Chow, Thomas 周少民

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SFC roles

Organisation Position From Until
1 AVANTA INVESTMENT MANAGEMENT LIMITED Resp OffResponsible Officer 2020-03-13 2022-02-21
2 Citigroup Global Markets Asia Limited RepRepresentative 2005-03-18
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED RepRepresentative 2004-07-08 2005-03-18
4 DEUTSCHE SECURITIES ASIA LIMITED RepRepresentative 2006-04-24 2008-08-30
5 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2008-09-09 2010-02-12
6 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2008-10-20 2010-02-12
7 Great Wall Pan Asia Asset Management Limited RepRepresentative 2014-08-12 2015-02-10
RepRepresentative 2015-04-28 2018-10-12
8 Soul Ventures Investment Limited Resp OffResponsible Officer 2022-03-11 2022-12-14
9 SPARC CAPITAL MANAGEMENT LIMITED RepRepresentative 2023-03-02 2023-03-03
Resp OffResponsible Officer 2023-03-03 2023-11-30

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