Mansfield, David Thomas

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SFC roles

Organisation Position From Until
1 Credit Agricole Securities (Asia) Limited RepRepresentative 2006-06-01 2008-06-16
2 Credit Suisse (Hong Kong) Limited RepRepresentative 2008-06-24 2011-06-16
3 Credit Suisse Futures (Hong Kong) Limited RepRepresentative 2008-07-24 2008-11-24
4 Credit Suisse Securities (Hong Kong) Limited RepRepresentative 2011-04-12 2011-06-16
5 Finex Hong Kong Limited Resp OffResponsible Officer 2020-10-20 2022-07-20
6 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2005-03-03 2006-01-17
7 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2005-03-03 2006-01-17
8 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2012-01-16 2017-10-09
Resp OffResponsible Officer 2017-10-09 2018-06-08

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