Mumford, Robert Vyvyan

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SFC roles

Organisation Position From Until
1 Carret Private Capital Limited RepRepresentative 2017-01-09 2017-03-02
Resp OffResponsible Officer 2017-03-02 2017-06-16
2 Credit Suisse (Hong Kong) Limited RepRepresentative 2005-08-15 2008-05-09
3 Credit Suisse Futures (Hong Kong) Limited RepRepresentative 2007-08-24 2008-05-09
4 Credit Suisse Securities (Hong Kong) Limited RepRepresentative 2005-08-15 2008-05-09
5 Deltroit (Hong Kong) Limited RepRepresentative 2011-04-04 2011-05-31
Resp OffResponsible Officer 2011-05-31 2012-12-17
6 GAM HONG KONG LIMITED RepRepresentative 2018-12-03 2019-06-12
Resp OffResponsible Officer 2019-06-12
7 MACQUARIE CAPITAL LIMITED RepRepresentative 2004-07-27 2005-06-27
8 MCM INVESTMENT PARTNERS LIMITED Resp OffResponsible Officer 2017-11-16 2018-09-05
9 MIRABAUD (ASIA) LIMITED RepRepresentative 2013-05-09 2013-11-20
Resp OffResponsible Officer 2013-11-20 2015-01-01
10 Shangding International Asset Management Company Limited RepRepresentative 2015-02-05 2015-09-04
Resp OffResponsible Officer 2015-09-04 2016-07-01

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