Gupta, Shivam (SFC:APC574)
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2011-06-17 | 2017-12-20 | |
| Resp OffResponsible Officer | 2017-12-20 | 2023-08-04 | |||
| 2 | Credit Suisse Securities (Hong Kong) Limited | RepRepresentative | 2011-10-12 | 2023-08-04 | |
| 3 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | RepRepresentative | 2023-10-30 | ||
| 4 | UBS DERIVATIVES HONG KONG LIMITED | RepRepresentative | 2007-06-18 | 2011-04-02 | |
| 5 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2007-06-18 | 2011-04-02 | |
| 6 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2009-08-10 | 2011-04-02 |
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