Lee, Samuel Yan Ben (SFC:ANU564) 李仁本
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2008-06-18 | 2012-04-03 | |
| 2 | Credit Suisse Futures (Hong Kong) Limited | RepRepresentative | 2008-07-24 | 2008-11-24 | |
| 3 | Credit Suisse Securities (Hong Kong) Limited | RepRepresentative | 2010-08-27 | 2012-04-03 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2012-07-11 | 2019-12-17 | |
| Resp OffResponsible Officer | 2019-12-17 | 2020-06-20 | |||
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RepRepresentative | 2013-08-01 | 2016-10-10 | |
| RepRepresentative | 2016-10-11 | 2019-12-17 | |||
| Resp OffResponsible Officer | 2019-12-17 | 2020-06-20 | |||
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2012-07-11 | 2016-10-10 | |
| 7 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RepRepresentative | 2006-08-24 | 2008-05-07 | |
| 8 | Reciprocus Asset Management Limited | Resp OffResponsible Officer | 2023-04-19 | 2024-02-05 |
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