Shum, Tommy Chung Lai 沈仲禮
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | 1020 Capital Management Limited | RepRepresentative | 2024-05-21 | ||
2 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2019-11-07 | 2022-07-29 | |
3 | Credit Suisse Securities (Hong Kong) Limited | RepRepresentative | 2019-11-07 | 2022-07-29 | |
4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | RepRepresentative | 2007-07-10 | 2019-07-15 | |
5 | NATIXIS ASIA LIMITED | RepRepresentative | 2006-08-11 | 2006-10-31 | |
6 | SG SECURITIES (HK) LIMITED | RepRepresentative | 2022-09-13 | 2023-06-09 |
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