Jung, Christopher Lam 曾俊文

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SFC roles

Organisation Position From Until
1 BEAR STEARNS ASIA LIMITED Resp OffResponsible Officer 2008-09-24 2009-11-30
2 BNP PARIBAS SECURITIES (ASIA) LIMITED RepRepresentative 2014-06-04 2016-11-25
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED RepRepresentative 2012-08-13 2013-12-23
4 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RepRepresentative 2012-08-13 2013-12-23
5 CICC US Securities (Hong Kong) Limited RepRepresentative 2012-11-28 2013-10-24
Resp OffResponsible Officer 2013-10-24 2013-12-23
6 Cowen and Company (Asia) Limited Resp OffResponsible Officer 2019-05-17 2023-11-30
7 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2008-03-04
8 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RepRepresentative 2008-03-04
9 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2004-06-11 2008-03-04
10 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2008-04-18 2008-09-24
Resp OffResponsible Officer 2008-09-24 2011-01-10
11 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Resp OffResponsible Officer 2010-09-16 2011-01-10
12 Makto Capital Management Limited RepRepresentative 2017-05-23 2017-09-20
Resp OffResponsible Officer 2017-09-20 2018-02-08
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2011-08-02 2012-06-20
14 NOMURA SECURITIES (HONG KONG) LIMITED RepRepresentative 2011-08-15 2012-06-20
15 OTCex Hong Kong Limited RepRepresentative 2023-12-01 2024-02-06
Resp OffResponsible Officer 2024-02-06

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