Au, Tin Wai 區天偉

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SFC roles

Organisation Position From Until
1 CGS International Securities Hong Kong Limited RepRepresentative 2012-07-03 2012-11-16
2 Citigroup Global Markets Asia Limited RepRepresentative 2021-08-13
3 Credit Agricole Securities (Asia) Limited RepRepresentative 2009-09-04 2012-06-30
4 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2003-12-15 2004-04-01
5 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2006-08-09 2009-07-23
6 LEHMAN BROTHERS ASIA LIMITED RepRepresentative 2004-05-15 2006-07-06
7 Macquarie Asia Securities Limited RepRepresentative 2020-09-30 2021-07-16
8 MACQUARIE CAPITAL LIMITED RepRepresentative 2013-01-14 2014-10-06
Resp OffResponsible Officer 2014-10-06 2021-07-16

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