Xia, Yang (SFC:ALN489) 夏阳

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SFC roles

Organisation Position From Until
1 China Renaissance Securities (Hong Kong) Limited RepRepresentative 2016-06-06 2016-07-04
Resp OffResponsible Officer 2016-07-04 2017-06-30
2 Credit Suisse (Hong Kong) Limited RepRepresentative 2004-12-09 2005-06-21
3 Credit Suisse Futures (Hong Kong) Limited RepRepresentative 2004-12-09 2005-06-21
4 Credit Suisse Securities (Hong Kong) Limited RepRepresentative 2004-12-09 2005-06-21
5 Merrill Lynch (Asia Pacific) Limited RepRepresentative 2015-10-30 2016-01-08
Resp OffResponsible Officer 2016-01-08 2016-03-04
6 Merrill Lynch Far East Limited RepRepresentative 2015-10-30 2016-01-08
Resp OffResponsible Officer 2016-01-08 2016-03-04
7 Profound Capital Limited RepRepresentative 2021-12-08 2023-10-20
Resp OffResponsible Officer 2023-10-20
8 TradeMaster Securities (Hong Kong) Limited RepRepresentative 2018-03-29 2018-05-09
Resp OffResponsible Officer 2018-05-09 2021-09-14
9 UBS SECURITIES ASIA LIMITED RepRepresentative 2006-03-16 2010-11-11
Resp OffResponsible Officer 2010-11-11 2013-04-18
RepRepresentative 2013-04-18 2015-10-21
10 UBS SECURITIES HONG KONG LIMITED RepRepresentative 2007-05-18 2010-11-11
Resp OffResponsible Officer 2010-11-11 2013-04-18
RepRepresentative 2013-04-18 2015-10-21
11 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED RepRepresentative 2017-10-09 2018-03-09

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