Lee, Karen King Wai 李荊慧

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SFC roles

Organisation Position From Until
1 BEAR STEARNS ASIA LIMITED RepRepresentative 2006-02-01 2009-11-23
2 Citigroup Global Markets Asia Limited RepRepresentative 2004-04-28 2004-09-02
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED RepRepresentative 2004-04-28 2004-09-02
4 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2008-06-05 2010-02-24
5 SBI China Capital Securities Limited RepRepresentative 2005-12-05 2006-01-24
6 UBS SECURITIES ASIA LIMITED RepRepresentative 2010-05-20 2018-07-10
7 UBS SECURITIES HONG KONG LIMITED RepRepresentative 2010-05-20 2016-12-18
RepRepresentative 2016-12-19 2018-07-10

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