Seymour, Steven James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-09-03 | 2013-01-08 | RO | Dealing in securities | 2013-01-08 | 2015-06-13 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2009-05-15 | 2009-08-12 | RO | Dealing in securities | 2009-08-12 | 2011-09-05 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-29 | Rep | Asset management | 2003-04-29 | Rep | Advising on securities | 2003-04-30 | Rep | Automated trading services | 2003-04-30 | Rep | Dealing in securities | 2003-04-30 | RO | Automated trading services | 2003-04-30 | 2003-12-02 | RO | Advising on securities | 2003-04-30 | 2007-01-20 | RO | Dealing in securities | 2003-04-30 | 2007-01-20 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Automated trading services | 2004-08-30 | 2005-02-15 | RO | Advising on securities | 2004-08-30 | 2007-01-20 | RO | Dealing in securities | 2004-08-30 | 2007-01-20 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-01-09 | 2008-10-01 |
| 6 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-12-05 | 2012-02-03 |
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