Lee, Jack Sze Chit 李思捷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARMONY WEALTH MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2023-03-14 | Rep | Asset management | 2023-03-14 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-03-02 | 2021-01-18 |
| 3 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2004-09-27 | 2007-03-31 | Rep | Dealing in securities | 2004-09-27 | 2007-03-31 |
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