Chan, Ching Charm 陳清杉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-08-25 | 2007-04-24 | Rep | Dealing in securities | 2006-09-11 | 2007-04-24 | Rep | Advising on securities | 2008-11-03 | 2009-08-01 |
2 | Henyep Capital Management Limited | Rep | Advising on securities | 2008-02-25 | 2008-05-10 | RO | Advising on securities | 2009-12-22 | 2010-05-01 |
3 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-08-13 | Rep | Advising on securities | 2004-08-13 | Rep | Asset management | 2004-08-13 | Rep | Dealing in securities | 2004-08-13 |
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