Selig, William Louis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLOOMBERG TRADEBOOK HONG KONG LIMITED | RO | Advising on corporate finance | 2003-05-23 | RO | Advising on securities | 2003-05-23 | RO | Asset management | 2003-05-23 | RO | Dealing in securities | 2003-05-23 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2007-05-08 | 2011-02-24 | Rep | Dealing in securities | 2007-05-08 | 2011-02-24 |
| 3 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2004-04-02 | 2005-07-13 | Rep | Automated trading services | 2004-04-02 | 2005-07-13 | Rep | Dealing in securities | 2004-04-02 | 2005-07-13 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-07-20 | 2007-03-26 | Rep | Dealing in futures contracts | 2005-07-22 | 2007-03-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy