Chan, Sophie Ying Wai 陳瑩蕙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-11-11 | 2006-08-04 | Rep | Dealing in securities | 2004-11-11 | 2006-08-04 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-11 | 2006-08-04 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-09-15 | 2007-09-10 | Rep | Dealing in securities | 2006-09-15 | 2007-09-10 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-09-18 |
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