Michael, Benjamin Ross Wallington
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-08-10 | 2006-03-10 | Rep | Dealing in securities | 2007-04-03 | 2010-03-24 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2010-05-07 | 2011-08-16 | Rep | Dealing in futures contracts | 2010-05-07 | 2011-08-16 | Rep | Dealing in securities | 2010-05-07 | 2011-08-16 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-11-15 | 2018-08-15 | Rep | Dealing in futures contracts | 2011-11-15 | 2018-08-15 | Rep | Advising on securities | 2012-06-19 | 2015-11-23 | Rep | Dealing in securities | 2012-06-19 | 2015-11-23 | Rep | Advising on securities | 2018-03-02 | 2018-08-15 | Rep | Dealing in securities | 2018-03-02 | 2018-08-15 | RO | Advising on futures contracts | 2018-08-15 | 2020-09-25 | RO | Advising on securities | 2018-08-15 | 2020-09-25 | RO | Dealing in futures contracts | 2018-08-15 | 2020-09-25 | RO | Dealing in securities | 2018-08-15 | 2020-09-25 |
| 4 | MORGANS (HONG KONG) LIMITED | RO | Advising on securities | 2023-03-21 | RO | Dealing in securities | 2023-03-21 |
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