Yao, Yao (SFC:ARI756) 姚瑤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-07-12 | 2018-12-19 | Rep | Dealing in securities | 2020-12-04 | 2021-09-03 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-07-12 | 2021-09-03 | Rep | Dealing in securities | 2016-07-12 | 2021-09-03 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-08-04 | 2008-11-20 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-08-04 | 2008-11-20 |
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