Pal, Abhishek
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-03-10 | 2010-05-17 | Rep | Dealing in futures contracts | 2009-03-10 | 2010-05-17 | Rep | Dealing in securities | 2009-03-10 | 2010-05-17 | Rep | Dealing in futures contracts | 2015-10-26 | 2015-10-30 | Rep | Dealing in securities | 2015-10-26 | 2015-10-30 | Rep | Dealing in futures contracts | 2017-10-23 | 2017-10-27 | Rep | Dealing in securities | 2017-10-23 | 2017-10-27 | Rep | Dealing in futures contracts | 2018-02-23 | 2021-06-25 | Rep | Dealing in securities | 2018-02-23 | 2021-06-25 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-02-23 | 2021-06-25 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-09-07 | 2022-09-12 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2021-09-07 | 2022-09-12 |
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