He, Li (SFC:BAA178) 何犁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2017-11-28 | 2019-09-27 | Rep | Dealing in securities | 2017-11-28 | 2019-09-27 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2012-08-07 | 2015-01-31 | Rep | Advising on securities | 2012-08-07 | 2015-01-31 | Rep | Dealing in securities | 2012-08-07 | 2015-01-31 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-03-20 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-10-04 |
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