Tian, Lun 田倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2021-07-21 | 2022-05-31 | Rep | Dealing in securities | 2021-07-21 | 2022-05-31 |
2 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2022-08-17 | 2022-12-31 | Rep | Dealing in securities | 2022-08-17 | 2022-12-31 |
3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2020-09-25 | 2021-03-11 | Rep | Dealing in securities | 2020-09-25 | 2021-03-11 |
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