Lo, Richard Kwong Sang 羅廣生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-10-13 | 2023-08-31 | Rep | Dealing in securities | 2010-10-13 | 2023-08-31 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2006-08-09 | 2010-08-26 | Rep | Asset management | 2009-10-21 | 2010-08-26 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-21 | 2010-08-26 |
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