Choi, Siu Lam 蔡蕭林

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2011-07-06 2013-12-12
Rep Dealing in securities 2011-07-06 2013-12-12
RO Advising on corporate finance 2011-07-06 2019-05-01
Rep Advising on futures contracts 2011-09-30 2015-01-20
Rep Asset management 2011-09-30 2015-01-20
RO Advising on securities 2013-12-12 2019-05-01
RO Dealing in securities 2013-12-12 2019-05-01
RO Advising on futures contracts 2015-01-20 2019-05-01
RO Asset management 2015-01-20 2019-05-01
2 Equant Point Asset Management Limited RO Advising on securities 2019-10-17 2023-06-08
RO Asset management 2019-10-17 2023-06-08

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