Ma, Johnny Bun Wah 馬斌華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-07-20 | 2017-01-23 | Rep | Dealing in securities | 2009-07-20 | 2017-01-23 |
| 2 | CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-11 | 2020-02-28 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2019-09-11 | 2020-02-28 | Rep | Dealing in securities | 2019-09-11 | 2020-02-28 | Rep | Asset management | 2019-11-19 | 2020-02-28 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2020-04-23 | |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2020-03-23 | Rep | Dealing in securities | 2020-03-23 |
| 6 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-16 | 2007-10-15 |
| 7 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-16 | 2007-10-15 |
| 8 | FT Securities Limited | Rep | Dealing in securities | 2003-09-24 | 2004-08-06 |
| 9 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-10-20 | 2004-10-29 |
| 10 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-08-24 | 2004-10-29 |
| 11 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-08-24 | 2004-10-29 |
| 12 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-20 | 2004-08-06 |
| 13 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-02-02 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-06-27 | Rep | Advising on securities | 2018-08-22 | 2019-06-27 |
| 14 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-02-02 | 2019-06-27 |
| 15 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-05-11 | 2009-07-08 | Rep | Dealing in securities | 2009-05-11 | 2009-07-08 |
| 16 | Quam Securities Limited | Rep | Dealing in futures contracts | 2004-11-16 | 2007-02-28 | Rep | Dealing in securities | 2004-11-16 | 2007-02-28 |
| 17 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Dealing in securities | 2003-09-24 |
| 18 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-10-18 | 2009-05-05 |
| 19 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-10-18 | 2009-05-05 |
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