Hui, Tsz Chun (SFC:ALP760) 許子俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-09-12 | 2014-07-30 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-12 | 2014-07-30 |
| 3 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-01-31 | 2020-03-19 | Rep | Dealing in securities | 2020-01-31 | 2020-03-19 | RO | Dealing in futures contracts | 2020-03-19 | 2020-05-15 | RO | Dealing in securities | 2020-03-19 | 2020-05-15 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-12-09 | |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-01-26 | 2005-09-30 |
| 6 | TIAN YUAN FINANCE (INDEX TRADING) LIMITED | RO | Dealing in futures contracts | 2016-10-12 | 2019-12-29 |
| 7 | TIAN YUAN FINANCE LIMITED | Rep | Dealing in securities | 2016-05-31 | 2018-04-27 | RO | Advising on securities | 2018-04-27 | 2019-12-29 | RO | Dealing in securities | 2018-04-27 | 2019-12-29 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-08-12 | 2016-05-20 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-12 | 2016-05-20 |
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