Klip, Donald William

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 ARISTO SECURITIES LIMITED RO Dealing in securities 2015-10-28 2016-03-23
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2007-06-11 2008-03-07
3 CCB INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2010-06-22 2012-10-22
Rep Dealing in securities 2010-06-22 2012-10-22
RO Advising on securities 2012-10-22 2012-12-22
RO Dealing in securities 2012-10-22 2012-12-22
4 Citigroup Global Markets Asia Limited Rep Dealing in securities 2005-07-11 2007-04-11
5 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2005-07-11 2007-04-11
6 Crosby Securities Limited Rep Advising on securities 2013-03-06 2013-04-05
Rep Dealing in securities 2013-03-06 2013-04-05
RO Advising on securities 2013-04-05 2015-06-30
RO Dealing in securities 2013-04-05 2015-06-30
7 MACQUARIE CAPITAL LIMITED Rep Advising on corporate finance 2004-01-20
Rep Advising on securities 2004-01-20
Rep Asset management 2004-01-20
Rep Dealing in securities 2005-05-25
8 MF Securities Hong Kong Limited Rep Advising on securities 2008-06-06 2010-04-12
Rep Dealing in securities 2008-06-06 2010-04-12
9 Ruibang Securities Limited RO Dealing in securities 2017-02-06 2020-12-31
RO Advising on securities 2018-11-19 2020-12-31
10 SP Securities Limited Rep Advising on securities 2016-04-08 2016-05-25
Rep Dealing in securities 2016-04-08 2016-05-25
RO Advising on securities 2016-05-25 2017-02-03
RO Dealing in securities 2016-05-25 2017-02-03

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top