Lee, Raymond Yuman 李裕民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | RO | Advising on securities | 2017-05-23 | 2017-10-20 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Advising on corporate finance | 2007-06-13 | Rep | Dealing in securities | 2004-03-25 | 2007-06-13 | RO | Advising on corporate finance | 2007-06-13 | 2008-07-10 | RO | Dealing in securities | 2007-06-13 | 2008-07-10 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-25 | 2007-06-13 | RO | Dealing in securities | 2007-06-13 | 2008-07-10 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2009-02-25 | 2009-03-11 | Rep | Advising on securities | 2009-02-25 | 2009-03-11 | Rep | Dealing in securities | 2009-02-25 | 2009-03-11 | RO | Advising on corporate finance | 2009-03-11 | 2017-05-01 | RO | Advising on securities | 2009-03-11 | 2017-05-01 | RO | Dealing in securities | 2009-03-11 | 2017-05-01 |
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